Compliance & Regulation


“Lessons for other legal regulators” from Faculty Office review

12 November 2021

The Legal Services Board has said other legal regulators could learn lessons from a highly critical review it has published on the Faculty Office, the regulator of notaries.


Not our job to help retired solicitors “sleep easy”, says SRA

11 November 2021

It is not the job of the Solicitors Regulation Authority to help retired solicitors “sleep easy” by protecting them from historic negligence claims, its director of regulatory policy has warned.


Commercial lawyer fined for providing banking facility to client

11 November 2021

A solicitor at a commercial law firm in Cardiff has been fined £24,000 for recklessly providing a banking facility for a client over a period of almost two years.


Partner struck off for telling “outrageous” lies to SRA

10 November 2021

A tribunal has condemned a partner’s “outrageous” lies to the Solicitors Regulation Authority, made in a bid to frustrate its investigation into her firm.


Less than half of barristers happy with their working lives

9 November 2021

Only 47% of barristers feel generally content with their working lives, a report for the Bar Council has found, while just 45% felt they could “cope with the competing demands” of their job.


Law firm subject to UK’s biggest ever proceeds of crime forfeiture

9 November 2021

A law firm is at the heart of the largest ever proceeds of crime forfeiture in the UK after an investigation spanning three continents.


Incompetent conveyancer’s conduct “a warning to the profession”

8 November 2021

The case of a solicitor who was manifestly incompetent in handling a conveyancing transaction is “a warning to the profession” of stepping beyond their expertise, a tribunal has said.


Legal Ombudsman admits recovery will take longer than expected

8 November 2021

Performance at the Legal Ombudsman will get worse before it gets better as the complaints-handler has admitted recovery will take longer than it anticipated.


Major report: Time for targets, not talk, to improve race equality at Bar

5 November 2021

The time for talking about race inequality at the Bar is over and all organisations with a stake in the profession should set specific targets for improvement, a major Bar Council report has concluded.


Carr: Improving diversity of SDT panels a priority

5 November 2021

Improving the diversity of those who sit in the Solicitors Disciplinary Tribunal is “front and centre” of a major recruitment drive, according to the Court of Appeal judge overseeing the process.


Conveyancers introduce ‘polluter pays’ for cost of Legal Ombudsman

5 November 2021

Licensed conveyancers who generate complaints referred to the Legal Ombudsman will have to shoulder more of its cost than those who do not, after the change won approval.


Solicitor struck off for misleading client about settlement

4 November 2021

A solicitor has been struck off after telling a client that her case was ongoing when it had actually settled and using some of the money to pay other clients damages they were not entitled to.


High Court refuses new medical evidence for ex-solicitor’s strike-off appeal

4 November 2021

The High Court has rejected a solicitor’s bid to introduce new expert evidence about his mental state as part of his appeal against being struck off earlier this year.


Solicitor struck off for disabled badge dishonesty

3 November 2021

A solicitor who used a disabled badge that did not belong to him nine times to park near his law firm has been struck off, just a couple of months after another was suspended for the same offence.


Solicitor who “concealed nothing” from elderly client cleared of dishonesty

2 November 2021

A solicitor who “concealed nothing” from an elderly client has been cleared of allegations of dishonesty, recklessness and lack of integrity in his conduct of a conveyancing transaction.

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