Compliance & Regulation

A partner who witnessed two leases as having been signed in his presence when they had not has been struck off by the Solicitors Disciplinary Tribunal.

A barrister who accidentally sent confidential information about an immigration client to a journalist without his permission has been fined £10,000.

A wealth management firm that a decade ago became one of the first to adopt dual regulation by the SRA and FCA has gone into administration after its key lawyer left.

A US company that last week announced a $60m Series A fund-raise is set to bring the model of a law firm backed by its AI system to England and Wales, Legal Futures can reveal.

The case of a solicitor who wrongly thought charges on a property had been removed is “a warning that even experienced professionals could make serious errors in judgment under extreme stress”.

The Bar Council is facing a discrimination claim over its 10,000 Black Interns programme by a white woman who says her application was rejected because of her race.

A partner who acted on what turned out to be a fraudulent Ponzi scheme has been fined £30,000 for accepting a role to protect the interest of the scheme’s bondholders.

The Solicitors Regulation Authority has issued the first fixed fines to firms that failed to provide it with information about their anti-money laundering and sanctions controls.

A solicitor who created a “false and misleading” attendance note to show that she warned a client about the escalating level of costs has been suspended for two years.

A barrister who collapsed at a court while drunk and was taken to hospital in an ambulance has been fined £1,000 by the Bar Standards Board.

Three accident claims management companies – one of which is owned by a law firm – have been found in breach of the Advertising Standards Authority’s rules.

A solicitor’s breach of their regulatory obligations will only amount to misconduct if it is “sufficiently serious”, the Court of Appeal ruled yesterday.

A solicitor accused of misleading her client and her firm about delays in registering lasting powers of attorney has been cleared, with her firm placing too much on her shoulders.

An MP has branded law firms that benefit from so-called ad-spoofing as “dishonest” and unethical, and called for action against them in a parliamentary debate last week.

The barrister whose £8m claim against high-profile tax lawyer Dan Neidle was ruled the first statutory SLAPP has been handed an interim suspension until September 2027.