Compliance & Regulation
“Old school” solicitor used £500,000 of client money to prop up firm
An “old school” solicitor in his late 70s who overcharged three estates and a trust by nearly £500,000 to provide cash flow for his firm has been struck off.
Solicitors to foot £1.2m bill for relocating disciplinary tribunal
Solicitors are to pay an extra £1.2m towards the Solicitors Disciplinary Tribunal in 2023 after its existing landlord pulled the offer of a new lease, meaning it will have to relocate.
Solicitors sanctioned after drugs and dangerous driving convictions
A solicitor who was convicted of drug-driving and possession of cocaine, MDMA and cannabis has been fined £10,000, while another has been rebuked after being convicted of dangerous driving.
Fine for law firm that acted on both sides of development agreement
A law firm that at different times acted for either side of a development agreement it drafted, including on a dispute between the two parties, has been fined by the SRA.
Legal Services Act with us for “one or two decades” more, LSB chief says
It is “highly over-optimistic” to think the Legal Services Act will be reformed or replaced by the government in the next couple of years, the chief executive of the Legal Services Board has warned.
High Court rejects struck-off solicitor’s bid to return to roll
The High Court has rejected an appeal from a struck-off solicitor whose application to be restored to the roll was refused by the Solicitors Disciplinary Tribunal earlier this year.
“Honorable” solicitor and practice manager fined for misusing legal aid cash
A law firm owner and his practice manager have both been fined for mismanaging legal aid funds, although a tribunal found they were “honourably motivated”.
Solicitors “coercing” hospital patients into signing legal papers
Solicitors have been accused of visiting vulnerable patients in hospital wards in Leeds and “coercing” them into signing legal documents.
SRA bid for maximum £805,000 fine for solicitors “excessive and unjustified”
SRA plans to double the upper limit on fines for law firms to 5% of turnover and to £805,000 for individuals are “excessive and unjustified”, the Law Society has argued.
Complaints to SRA can constitute acts of stalking, Court of Appeal rules
Complaints to a lawyer’s employer and professional regulator can amount to acts of stalking, the Court of Appeal has ruled in a case where a senior government lawyer was targeted.
Solicitor’s “blind spot” led to vulnerable client being defrauded
A very experienced solicitor who showed a “complete blind spot” with regard to his obligations to ‘know your client’ and recognise the risks of conveyancing fraud has been suspended for a year.
Criminal solicitor fined £40k for pro bono work in family dispute
A criminal solicitor who helped out a friend in a family law dispute pro bono has been fined £40,000 for how he conducted the case, which “detrimentally impacted” all those involved.
Canadian law society allows listed DWF to overcome ban on buying firm
Listed practice DWF has bought a law firm in Vancouver, Canada for £28m, a deal only allowed by its local law society with conditions that ensure local lawyers retain control.
Client losses from cyber-attacks on law firms continue to fall
Law firms appear to be warding off cyber-attacks more successfully, with client losses falling to £700,000 in the first 10 months of this year, the Solicitors Regulation Authority has revealed.
Dishonest paralegal, drink driving, AML failure – SRA hands out penalties
A paralegal who used case files he had not worked on as part of his application to be an accredited police station representative has been banned, among the latest sanctions handed out by the SRA.
Blog
Why law firms are getting AI supervision wrong
The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.
Beyond the PII premium – rethinking risk
Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.
The AI governance gap in law firms and why it matters now
A third of law firms are already using AI tools with no formal policy in place to govern how AI gets used, what data goes into it, or who’s accountable when something goes wrong.
Reports
Associates
