Compliance & Regulation
Leading firm acted for client without obtaining authority
A well-known law firm acted for a client without receiving signed authority from him, having relied on his aunt to provide identification documents, it has emerged.
“Real challenges” for large law firms in improving diversity, says SRA
The biennial snapshot of the solicitors’ profession shows the “real challenges” for large firms in making progress towards diversity, the Solicitors Regulation Authority has said.
Tribunal rejects return to roll for ex-solicitor 30 years after leaving
The Solicitors Disciplinary Tribunal has rejected an application for restoration to the roll from an ex-solicitor who it had sanctioned three times and had been convicted of fraud.
Ex-regulator predicts big firm listing and urges fast lawtech approvals
A top-10 law firm will float on the stock market in the next couple of years, a senior former legal regulator has predicted. He also argued for rapid regulatory authorisation for lawtech start-ups.
Mishcon puts listing on ice as tribunal explains firm’s £25,000 fine
Mishcon de Reya was in the news last week as its planned stock market listing was delayed and the Solicitors Disciplinary Tribunal published the reasons for fining the London firm £25,000.
Number of pupil barristers rebounds after Covid-related slump
The number of pupil barristers has rebounded after the pandemic sent it crashing, while women increasingly dominate the junior end of the Bar, new figures have shown.
US should “prod” UK into action over oligarch enablers like lawyers
The US and its allies should take “significant steps to crack down on the Western enablers of Russian kleptocracy” such as law firms, an influential American think tank has argued.
BSB considers regulating intermediaries after Absolute Barrister collapse
The Bar Standards Board is considering whether intermediaries to direct access barristers should come within its regulatory control following the demise of Absolute Barrister.
Immigration solicitor certified LPA without checking client’s capacity
An immigration solicitor certified a lasting power of attorney for a walk-in client without checking his capacity, allowing the man’s son and attorney to misuse some of his money.
Bid to improve consistency of sanctions for sexual and racial misconduct
The Legal Services Board is aiming to reduce inconsistencies in the sanctions imposed across the legal profession in cases such as sexual misconduct, racial harassment and bullying.
Barrister suspended for lewd comments to mini-pupil fails in appeal
The High Court has rejected an appeal from a criminal law barrister suspended for six months by a Bar disciplinary tribunal for lewd comments to a female mini-pupil.
Accountancy body refused permission to exit probate regulation
The Legal Services Board has refused to ‘de-designate’ an accountancy body as a probate regulator over concerns that its members are now practising unregulated.
Solicitor “failed to notice” client’s judicial review had been struck out
A solicitor who admitted “not having noticed” that his client’s judicial review had been struck out and not working on the case for almost two years has been fined £12,500.
Race disparity remains as first SQE results are unveiled
The results for the first ever Solicitors Qualifying Examination assessment showed that, as with the legal practice course, race is a major factor in success. Some 53% passed in all.
High-profile City litigator fails in appeal against strike-off
A former high-profile City litigator has failed in his appeal against being struck off for using a client’s divorce settlement to fund his ventures to pursue digital dispute resolution.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
