Compliance & Regulation

Addressing so-called SLAPPs is “a behavioural issue requiring regulatory interventions” against lawyers as much as using legislation, the government has said.

A solicitor who intercepted a complaint about her sent to her firm’s compliance officer for legal practice, and then replied from his email address, has been struck off.

The Legal Services Consumer Panel has called for a “robust plan” to tackle incompetence by lawyers in “high-risk areas”, such as immigration and criminal advocacy.

A male law firm owner has been fined for saying “mmm, I like what I see” to a young woman applying for a paralegal position and telling her he only employed “beautiful women”.

A law firm handling uncontested flight delay claims did have an equitable lien over the compensation, the Supreme Court has ruled, overturning the Court of Appeal.

A barrister who mocked opposing counsel in her submissions to an employment tribunal and sighed loudly while her opponent was speaking has been reprimanded and fined.

A partner in a London law firm has been fined £25,000 for allowing its client account to be used as a banking facility and failing to make adequate identity checks.

The Legal Ombudsman is in crisis but “refusing to acknowledge serious and fundamental concerns” facing the organisation, the Public and Commercial Services union has warned.

There is a lack of trust and visibility of interactive self-help legal tools that are being developed to help access to justice, such as chatbots and online documents, the SRA has found.

Leading criminal law firm Tuckers has been fined £98,000 by the Information Commissioner after a ransomware attack that encrypted nearly a million files exploited its “negligent security practices”.

The government said yesterday it would consider a barrister peer’s call for law firms to register their work on transactions that cover areas of national security.

A solicitor who was “reckless” as to whether the court might be misled over a £2.9 costs bill has been suspended for 12 months by the Solicitors Disciplinary Tribunal.

Sophie Khan, the solicitor jailed for defying court orders to hand over files to the Solicitors Regulation Authority, has now lost her challenge to the regulator’s decision to close her firm.

The Solicitors Regulation Authority is to conduct spot checks on law firms to ensure they are complying with the sanctions imposed on Russian individuals, companies and ships.

A solicitor who was a major figure in miners’ compensation claims has been fined for using £140,000 of residual balances in his client account to pay salaries and tax bills.