Compliance & Regulation


Ex-Mishcon partner accepts £17,500 fine for AML failures

7 March 2022

The partner whose conduct contributed to the record £232,000 fine handed out to Mishcon de Reya has been fined £17,500 himself.


PM issues warning to oligarch lawyers as profession hits back at criticism

3 March 2022

Prime Minister Boris Johnson warned lawyers and others involved in “assisting corrupt oligarchs” that they will “pay a price” if they have undermined the interests of the UK.


Leading criminal law solicitor struck off over £100 “gift”

2 March 2022

A leading criminal law solicitor has been struck off after asking a police station client to pay him £100 for travel costs and then claiming the money from the Legal Aid Agency.


LSB warns Bar Council over objections to “unreasonable” PCF rise

2 March 2022

The Legal Services Board has approved a controversial 4.5% increase in the practising certificate fee for barristers, while warning the Bar Council over how it exercises its regulatory functions.


Truss: We’re looking to target law firm enablers of oligarchs

1 March 2022

Efforts to target oligarchs will extend to those who enable them, like law firms, foreign secretary Liz Truss confirmed yesterday.


Ukraine war trains harsh spotlight on lawyers who act for oligarchs

28 February 2022

Pressure to take action against law firms who act for oligarchs and companies connected with the Russian state is increasing from MPs, peers and journalists.


Solicitor who took £10,000 fee and then ghosted client struck off

28 February 2022

A “disgraceful” solicitor who took half of his £20,000 fee for an immigration matter upfront but then did no work and ghosted his client has been struck off.


SDT, BTAS and other tribunals face hefty bills after appeal court ruling

28 February 2022

The Court of Appeal has upheld a ruling that a barrister who sat as a tribunal chair for the Nursing and Midwifery Council was a ‘worker’ and entitled to sickness and holiday pay.


Solicitor made up court wins for Facebook and practised unauthorised

25 February 2022

A solicitor who practised without authorisation for four years and posted messages on Facebook about made-up cases her firm had supposedly won has been suspended from practice.


Solicitors convicted of fraud ordered to repay £205,000

24 February 2022

Two solicitors who were jailed for stealing thousands of pounds from their firm have now been ordered to pay back more than £200,000.


QC among buyers of “less itchy” vegan wigs

24 February 2022

A QC is among the first buyers of a new hemp wig, made without the traditional horse hair and developed by a vegan barrister, as the debate over whether wigs should be compulsory has heated up.


“Reckless” solicitor fined for role in scheme offering 1,000% return

23 February 2022

A veteran solicitor who provided banking facilities through his client account for a scheme promising investors a 1,000% return has been fined.


Solicitor struck off after housing fraud conviction

22 February 2022

A solicitor and former councillor jailed for housing fraud has accepted that he must now be struck off the roll. The former Duncan Lewis lawyer had been sentenced to 16 months.


SRA obtains disclosure order in Post Office lawyers investigation

21 February 2022

The Solicitors Regulation Authority has stepped up its probe of solicitors who acted for the Post Office during the sub-postmasters’ scandal, it has emerged.


Solicitor overturns disciplinary tribunal’s dishonesty finding

21 February 2022

A solicitor suspended for a year after a tribunal ruled he had acted dishonestly in signing a declaration on behalf of one of his firm’s directors has successfully challenged the decision.

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