Compliance & Regulation


Plan to reduce time limit for complaints to LeO “goes too far”

13 May 2022

A proposal by the Legal Ombudsman to cut the time limit for consumers to bring a complaint from six years to one “goes too far”, the Bar Standards Board has argued.


Solicitor who caused 25 claims on compensation fund struck off

12 May 2022

The Solicitors Disciplinary Tribunal has struck off a solicitor whose conduct has led to 25 claims on the SRA Compensation Fund totalling £750,000 from conveyancing clients.


Law firms selling funeral plans “may need FCA regulation”

12 May 2022

Law firms selling pre-paid funeral plans as intermediaries may need to be regulated by the Financial Conduct Authority, the Solicitors Regulation Authority has warned.


SRA disciplinary decisions could stay in public domain for longer

11 May 2022

Details of disciplinary and other regulatory action taken by the Solicitors Regulation Authority could be published for longer than the current three years to combat misinformation online.


Listed compliance company targets law firms with acquisition

11 May 2022

Listed company Marlowe has made Compliance Office – a business that advises law firms on compliance with Solicitors Regulation Authority rules – the latest addition to its fast-growing legal arm.


Judge tells regulators to use summary processes against vexatious litigants

10 May 2022

Legal regulators need to have summary processes in place to deal with vexatious litigants who use their procedures to continue a “proxy war” against lawyers, a High Court judge has said.


Solicitor struck off for sexually assaulting friend’s wife

10 May 2022

A solicitor has been struck off for sexually assaulting the wife of a “long-term friend” as she slept, after drinking downstairs with her husband who fell asleep.


SRA budget to rise £5.3m this year as cost of living crisis bites

9 May 2022

The Solicitors Regulation Authority is set to increase its budget by £5.3m in the coming year, with staff costs and the Solicitors Qualifying Exam the main drivers.


Jail for solicitor who plundered elderly client’s bank account

9 May 2022

A solicitor struck off for “outrageous plundering” of the assets of an elderly client suffering from dementia has now been jailed for six years.


Consumers open to optional top-up cover to reduce cost of PII

6 May 2022

Consumers are open to the idea of mandatory professional indemnity insurance cover being lower and therefore cheaper, with the option to top it up, research has suggested.


Family misfortunes – Acting for relatives lands solicitors in hot water

5 May 2022

Two solicitors have found themselves in regulatory bother because of the involvement of family in the matters they were dealing with, one a property purchase and the other a will.


SRA’s respect rule “will fill gap” exposed by Beckwith ruling

29 April 2022

The SRA’s proposed new rule requiring solicitors to treat colleagues with respect is in part aimed at filling a hole exposed by the prosecution of Ryan Beckwith, it was claimed yesterday.


Government seeks new LSB chair to help “reshape legal services”

29 April 2022

The government has begun recruiting the fourth chair of the Legal Services Board, with the Lord Chancellor saying they would play a key role in “reshaping legal services”.


Solicitor removed restriction without beneficiary’s consent

29 April 2022

A solicitor who amended a deed of trust to remove a beneficial interest has been rebuked for doing so without checking that the beneficiary had consented.


Long way to go – SRA unveils “unacceptable” ethnicity profile

29 April 2022

The Solicitors Regulation Authority has a “long way to go” to improve the diversity of its senior management, it said as it published its ethnicity pay gap for the first time.

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