Compliance & Regulation
SRA disciplinary decisions could stay in public domain for longer
Details of disciplinary and other regulatory action taken by the Solicitors Regulation Authority could be published for longer than the current three years to combat misinformation online.
Listed compliance company targets law firms with acquisition
Listed company Marlowe has made Compliance Office – a business that advises law firms on compliance with Solicitors Regulation Authority rules – the latest addition to its fast-growing legal arm.
Judge tells regulators to use summary processes against vexatious litigants
Legal regulators need to have summary processes in place to deal with vexatious litigants who use their procedures to continue a “proxy war” against lawyers, a High Court judge has said.
Solicitor struck off for sexually assaulting friend’s wife
A solicitor has been struck off for sexually assaulting the wife of a “long-term friend” as she slept, after drinking downstairs with her husband who fell asleep.
SRA budget to rise £5.3m this year as cost of living crisis bites
The Solicitors Regulation Authority is set to increase its budget by £5.3m in the coming year, with staff costs and the Solicitors Qualifying Exam the main drivers.
Jail for solicitor who plundered elderly client’s bank account
A solicitor struck off for “outrageous plundering” of the assets of an elderly client suffering from dementia has now been jailed for six years.
Consumers open to optional top-up cover to reduce cost of PII
Consumers are open to the idea of mandatory professional indemnity insurance cover being lower and therefore cheaper, with the option to top it up, research has suggested.
Family misfortunes – Acting for relatives lands solicitors in hot water
Two solicitors have found themselves in regulatory bother because of the involvement of family in the matters they were dealing with, one a property purchase and the other a will.
SRA’s respect rule “will fill gap” exposed by Beckwith ruling
The SRA’s proposed new rule requiring solicitors to treat colleagues with respect is in part aimed at filling a hole exposed by the prosecution of Ryan Beckwith, it was claimed yesterday.
Government seeks new LSB chair to help “reshape legal services”
The government has begun recruiting the fourth chair of the Legal Services Board, with the Lord Chancellor saying they would play a key role in “reshaping legal services”.
Solicitor removed restriction without beneficiary’s consent
A solicitor who amended a deed of trust to remove a beneficial interest has been rebuked for doing so without checking that the beneficiary had consented.
Long way to go – SRA unveils “unacceptable” ethnicity profile
The Solicitors Regulation Authority has a “long way to go” to improve the diversity of its senior management, it said as it published its ethnicity pay gap for the first time.
PII: Legal Services Board targets “balance” between public and profession
The Legal Services Board this week approved projects to improve the way regulators approach financial protection for consumers, as well as discipline and enforcement.
Legislate to help legal regulators deal with sanctions busters, Raab told
The Legal Services Board has told the government that “there is a strong case for legislating” to ensure legal regulators have the powers to stop lawyers breaking sanctions imposed by the UK.
Legal regulators “need to do more” in dealing with SLAPPs
Legal regulators need to do more to deal with SLAPPs – strategic lawsuits against public participation – because they are undermining the profession’s reputation, a report has argued.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
