Compliance & Regulation

A former City law firm owner has been fined by Solicitors Disciplinary Tribunal for “inadvertent” errors in allowing his client account to be used as a banking facility.

A partner who told a trainee solicitor to change the date on a mortgage deed before sending it to Companies House and then to the Land Registry has been struck off.

The Charity Commission has begun an investigation into the Joint Armed Forces Legal Advocacy Service in the wake of the continued involvement of notorious struck-off solicitor Dr Alan Blacker.

A City partner who allowed a trial to be livestreamed to observers outside the UK without the court’s permission has been rebuked by the Solicitors Regulation Authority.

A veteran solicitor caught on CCTV four times giving cash to arrested clients at a Kent police station has been struck off. He said he had acted with the “utmost stupidity”.

A senior QC has called for the “fundamentally contradictory” rules on what barristers can say in public about their cases to be re-examined.

The Solicitors Disciplinary Tribunal heard fewer cases involving sexual misconduct by solicitors last year than it expected, given the high number investigated by the Solicitors Regulation Authority.

The Solicitors Disciplinary Tribunal was right not to order the Solicitors Regulation Authority to seek information from the BBC on behalf of a solicitor facing prosecution, the High Court has ruled.

A man who appeared before Coventry County Court pretending to be a solicitor has been handed a suspended prison term after being prosecuted by the Solicitors Regulation Authority.

Two partners at a former London firm have been fined a total of £25,000 for an improper transfer of a client’s funds and allowing more than 1,700 matters to go stale, among other accounts rules breaches.

The Solicitors Disciplinary Tribunal has rejected an appeal from a non-lawyer partner banned by the SRA from being a manager of a law firm over a client account shortage.

The Serious Fraud Office has laid out the complexity of its investigation into the Axiom Legal Financing Fund fraud, taking in eight countries, from the UK to the Marshall Islands in the South Pacific.

The solicitor mastermind of the Axiom Legal Financing Fund was yesterday found guilty of five counts of fraud, fraudulent trading and money laundering, and told he faces a lengthy jail sentence

Practising fees for solicitors are to increase by 10%, or £10.4m, in the next year, with the practising certificate fee to rise £20, the Law Society and Solicitors Regulation Authority have proposed.

Kathryn Stone is to add overseeing the conduct of barristers to her current role as MPs’ watchdog after she was appointed chair of the Bar Standards Board.