Compliance & Regulation


Licensed conveyancers to face explicit duty to treat customers fairly

26 September 2022

An explicit requirement on licensed conveyancers to treat customers fairly has been proposed as part of a new statement of ethical principles by their regulator.


“Credible sanctions”: Bill to remove SRA fining cap for economic crime

23 September 2022

Plans to remove the £25,000 cap on fines the Solicitors Regulation Authority can impose in cases of economic crime will enable it to sanction larger law firms properly, the government said.


BSB to test if review and comparison websites work for barristers

23 September 2022

Four lawyer review and comparison websites have agreed to join a Bar Standards Board (BSB) pilot on whether they can work for barristers and their consumers.


SRA bans IT worker convicted of stealing hardware from law firm

23 September 2022

An IT engineer with a serious gambling problem who stole 38 iPhones and 10 laptops worth £23,000 from a law firm has been banned from working in the profession.


Barrister “could and should” have stopped offensive tweets being sent

21 September 2022

A barrister reprimanded for allowing a Twitter account to send “inappropriate and offensive” tweets to a colleague at the same chambers was not their author, a tribunal has confirmed.


SDT slams Khan’s “reprehensible” claim that jailing was good for profession

20 September 2022

The SDT has labelled as “reprehensible” the argument by Sophie Khan that being jailed for contempt of court enhanced, rather than diminished, the reputation of the profession.


Solicitor struck off for parental consent affidavit deception

16 September 2022

A solicitor who confirmed that two affidavits had been signed and sworn in her presence, when they had not been, has been struck off.


SRA rejects legal press request to reopen board meetings to scrutiny

16 September 2022

The Solicitors Regulation Authority has rejected a request from Legal Futures and the Law Society Gazette to return to opening its board meetings to the public and press.


Lawyers should have “ethical obligation” to advise on climate risks

16 September 2022

Lawyers should be ethically obliged to advise clients of the serious risks – legal or otherwise – of pursuing activities that risk exacerbating climate change.


BSB to use ‘marginalised by race’ as way to describe minority groups

15 September 2022

The Bar Standards Board is to encourage those it regulates to use terms like ‘racially minoritised’ and ‘marginalised by race’ if they have to use collective language to describe ethnicity.


SRA to replace Solicitors Indemnity Fund with in-house scheme

15 September 2022

The Solicitors Regulation Authority is to replace the Solicitors Indemnity Fund next September with new indemnity arrangements that it will run itself.


SRA: Sudden spike in number of law firms facing financial difficulties

14 September 2022

There has been a sudden spike in the number of law firms of all sizes reporting to the Solicitors Regulation Authority that they are facing financial problems, it has emerged.


Unbundling has potential to improve access to justice – and clients

14 September 2022

Unbundling has the potential to increase access to justice and help firms attract new clients, but awareness among lawyers and consumers is low, research by the SRA has found.


LawCare urges SRA to consider wellbeing of those facing disciplinary action

13 September 2022

The SRA needs to have “far greater regard” for the wellbeing of those facing disciplinary action when deciding what to publish about them, LawCare has argued.


Barrister reprimanded for “offensive” tweets aimed at colleague

12 September 2022

A barrister has been reprimanded for allowing a Twitter account with which he was associated to send “inappropriate and offensive” tweets to a colleague at the same chambers.

← Page 115 Page 116 of 167 Page 117 →

Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.