Compliance & Regulation


MPs’ watchdog takes on barristers too as new BSB chair

5 August 2022

Kathryn Stone is to add overseeing the conduct of barristers to her current role as MPs’ watchdog after she was appointed chair of the Bar Standards Board.


SRA eyes in-house alternative to Solicitors Indemnity Fund after u-turn

4 August 2022

The Solicitors Regulation Authority has said it believes “a new consumer protection arrangement within the SRA” was likely to be more cost-effective than retaining the Solicitors Indemnity Fund.


Solicitor found in criminal contempt for “act of colossal stupidity”

4 August 2022

A senior City partner who told a client to “burn” a private messaging app after it was served with a search order has been found guilty of criminal contempt of court.


SRA to reinstate annual fee for 60,000 non-practising solicitors

4 August 2022

The Solicitors Regulation Authority is to go ahead with plans to reintroduce next April an annual application fee of up to £40 for non-practising solicitors who want to stay on the roll.


Judge throws out “career-ending” contempt claim against solicitor

3 August 2022

A High Court judge has rejected a potentially “career-ending” contempt application against a solicitor, describing it as “wholly frivolous” and totally without merit.


“Duped” solicitor fails in challenge to strike-off

2 August 2022

A solicitor “duped” into paying over £1.2m in sale proceeds to third parties in what turned out to be property frauds has failed in his appeal against being struck off.


Solicitors could be jailed for new property register failures

2 August 2022

Solicitors could be jailed or fined for failures in the way they verify entries on the register of overseas entities, which went live yesterday.


Barrister compliance with transparency rules increases sharply

29 July 2022

The Bar has improved its compliance with the rules on transparency and more consumers are shopping around for potential providers, Bar Standards Board research has found.


SDT rejects restoration plea 21 years after strike off

29 July 2022

The Solicitors Disciplinary Tribunal has refused to allow an immigration solicitor to be restored to the roll 21 years after he was struck off for accounts rule breaches.


SRA agrees to keep Solicitors Indemnity Fund alive with £6m undertaking

28 July 2022

The Solicitors Regulation Authority has agreed to a request from the Solicitors Indemnity Fund to underwrite its potential liabilities in continuing to operate by providing a £6m undertaking.


LSB tells regulators to get moving with ongoing competence reform

28 July 2022

The legal regulators have been given six months to deliver action plans to the Legal Services Board on how they are going to reform their regimes to ensure lawyers’ ongoing competence.


LSB backs huge cut in time limit for complaining to Legal Ombudsman

26 July 2022

The Legal Services Board has, after “very extensive debate”, backed a cut in the time limit for complaining to the Legal Ombudsman from six years to only one year.


Ban for PI fee-earner who used Covid as excuse for missing deadlines

26 July 2022

A fee-earner at Slater & Gordon who falsely claimed he had missed litigation deadlines because of scanning errors and not being in the office due to the pandemic has been banned from working in law firms.


Solicitor told trainee to draft misleading defence to barrister’s fee claim

25 July 2022

A solicitor who told a trainee to draft an “incorrect and misleading” defence to an unpaid fees claim from a barrister – which ignored his firm’s liability for the money – has been fined £7,500.


Solicitors at incorporated firms should not give personal undertakings

22 July 2022

Lawyers at incorporated law firms should not give personal undertakings even though the corporate undertakings are not enforceable, the Law Society has said.

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