Compliance & Regulation


Solicitors sanctioned for putting wives’ interests ahead of client’s

26 June 2023

Two solicitors who paid their wives to clean a vault under the terms of a trust they oversaw preferred their interests over those of the trust and its beneficiary, the SDT has found.


SRA intervenes in two law firm groups made up of 12 firms

26 June 2023

The Solicitors Regulation Authority last week intervened in a group consisting of eight law firms after the primary business went into administration, as well as another group with four firms.


Big firms to assess impact of their advice on climate change

23 June 2023

A group of eight major law firms have pledged to “understand the impact” of their advice on climate change and raised the possibility of not acting in matters that increase global warming.


GCHQ: Nation states and hacktivists pose cyber-threat to legal sector

23 June 2023

Nation states and hacktivists are cyber threats to law firms in addition to criminals, the government’s National Cyber Security Centre as warned.


Client biases “help explain” number of BAME solicitors in SRA’s sights

23 June 2023

Bias among those who make complaints and the types of firms BAME solicitors work for might explain why they are overrepresented in disciplinary activity, researchers have suggested.


Solicitor misled client and sent SRA faked documents

23 June 2023

A solicitor who misled his client about the progress of her employment claim and then sent the Solicitors Regulation Authority fabricated documents to back up his position has been struck off.


Solicitor struck off for deception over money that was never missing

22 June 2023

A solicitor who complained to his bank about a missing transfer of £189,000 has been struck off because the money was never there and he faked various documents to back up his case.


Chambers offered to “carry me up stairs” to pupillage interview

22 June 2023

A barrister with a spinal cord injury has described how a set of chambers, despite being told in advance that he was disabled, offered to carry him up the stairs to a pupillage interview.


Solicitor successfully appeals rebuke issued by SRA

21 June 2023

A solicitor has had a rare success in successfully appealing a rebuke issued by the Solicitors Regulation Authority, which had found him vicariously responsible for errors by his bookkeepers.


Around 60% of non-practising solicitors apply to stay on roll

21 June 2023

Around 60% of non-practising solicitors have paid £20 to remain on the roll for the next year after the first exercise to update it since 2014.


Firms could be forced to point consumers to LeO complaints records

20 June 2023

Law firms may be compelled to point potential clients to Legal Ombudsman decisions about them to help make it easier for consumers to choose a lawyer.


SRA rebukes lawyers for bankruptcy and costs misconduct

19 June 2023

A solicitor who continued to practise after being made bankrupt and a fee-earner who failed to return disallowed costs to Court of Protection clients have been rebuked.


SRA looks to “harness the potential of unbundling”

16 June 2023

The Solicitors Regulation Authority wants to “harness the potential of unbundling to broaden access to legal services and increase consumer choice”, it said yesterday.


Bar chair calls for private prosecutions rethink after Post Office scandal

15 June 2023

It is time to look “very carefully” at whether those who “regarded themselves as victims” should be able to bring private prosecutions in the wake of the Post Office scandal.


Unregulated legal services firms “want more regulation”

14 June 2023

Most unregulated legal services firms support “some aspects of regulation” for their areas but there is not a clear case for major reform, a report for the SRA has concluded.

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