Compliance & Regulation


Pass rates – and racial disparities – steady in second sitting of SQE1

7 October 2022

The results for the second sitting of SQE1 – part of the Solicitors Qualifying Examination – show the exact same pass rate as the first, and the continuing racial disparity.


SRA allows struck-off solicitor to join firm after opposing return to roll

6 October 2022

The Solicitors Regulation Authority has allowed a struck-off solicitor to work for a law firm, having successfully opposed his bid to return to the roll earlier this year.


Solicitor had cannabis at courthouse to help with Covid anxiety

5 October 2022

A solicitor caught with cannabis in a court building, which he said he had to calm his anxiety after the start of lockdown in 2020, has been censured for his misconduct.


Ex-solicitor labelled “disgrace to profession” refused return to practice

4 October 2022

A former solicitor, labelled a “dishonest crook, swindler and cheat” by a Crown Court judge 14 years ago after being convicted of assisting illegal immigration, will not be returning to practice.


UK law firms banned from handling transactional work for Russians

3 October 2022

UK law firms will be unable to provide “transactional legal advisory services” to Russians after the government ratcheted up the sanctions regime yet further.


Panicked solicitor under-settled claim and misled client

3 October 2022

A solicitor panicked after realising she had missed a court deadline and under-settled her client’s personal injury claim before leading them on for more than four years about its progress.


BSB pushes back deadlines for clearing work backlogs

30 September 2022

The Bar Standards Board has pushed back the deadlines set for clearing backlogs in its handling of misconduct reports and authorisations.


Lawyers “cannot hide from responsibility” for client actions

29 September 2022

Lawyers are not “neutral technicians” and “cannot hide from responsibility for what clients do with the legal advice they provide”, a leading legal academic has warned.


US ABS reform is “spurring innovation”

29 September 2022

The introduction of alternative business structures in two US states is “spurring innovation”, the first research into the initiatives has found – but how reform is introduced matters.


BSB plans “statement of good practice” for chambers

28 September 2022

The Bar Standards Board is planning a “statement of consolidated good practice” for chambers, which sets out how to go “above and beyond” the minimum regulatory requirements.


Private client specialist banned for backdating LPA signatures

28 September 2022

An experienced private client lawyer who backdated his client’s signature on lasting powers of attorney has been banned from working for law firms.


Law Society and Bar Council oppose economic crime reforms

27 September 2022

The Law Society and Bar Council have expressed concern about new economic crime provisions put forward by the government that target the legal profession.


SRA fines firm with “failing” anti-money laundering controls

27 September 2022

A law firm with a “failing” anti-money laundering control environment, leading to multiple rule breaches, has been fined £2,000 by the Solicitors Regulation Authority.


SDT grants law firm access to papers to help sue struck-off solicitor

26 September 2022

The Solicitors Disciplinary Tribunal has granted a law firm access to papers from a recent case to help legal action being taken against the solicitor it struck off.


Licensed conveyancers to face explicit duty to treat customers fairly

26 September 2022

An explicit requirement on licensed conveyancers to treat customers fairly has been proposed as part of a new statement of ethical principles by their regulator.

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