Compliance & Regulation


Solicitor took advantage of deceased lawyer’s vulnerable widow

17 October 2022

An experienced solicitor has been struck off for taking advantage of the widow of a deceased solicitor after being instructed to wind up his practice and deal with his estate.


Post Office scandal inquiry to put conduct of lawyers under spotlight

17 October 2022

The lead counsel to the Post Office Horizon Inquiry last week made clear that the role of lawyers, “some of them senior”, will be put under scrutiny in the coming months.


Lawyers need to redraw ethical boundaries “or face external action”

14 October 2022

The legal profession is “drawing the ethical boundaries in the wrong place” in its dealings with corrupt kleptocrats and oligarchs, and risks having reforms imposed on it as a result.


Lawyers “not listening” to ethnic minority clients

14 October 2022

Many ethnic minority consumers of legal services do not feel they are being listened to or understood by their lawyers, research for the Legal Services Consumers Panel has found.


Firm rebuked for acting on both sides of property transaction

13 October 2022

A law firm which acted for both sides in a property transaction without obtaining their consent has been rebuked by the Solicitors Regulation Authority.


LSB launches investigation into dispute between CILEX and its regulator

13 October 2022

The Legal Services Board has launched an investigation into the disputes between CILEX and its regulatory arm, saying there has been a “breakdown of trust” between the two.


Legal 500 entries, eBay and air miles – bans for City law firm staff

13 October 2022

A senior business development executive who misled her law firm employer that its Legal 500 submissions had been made is among bans from the profession issued to City firm staff.


Grand National fraudster struck off as a solicitor

12 October 2022

A solicitor convicted of seven counts of fraud, involving goods worth £10,600 – including fireworks and tickets for the Grand National – has been struck off.


SRA earmarks £550,000 for one-off cost-of-living payment to staff

11 October 2022

The Solicitors Regulation Authority has put aside up to £550,000 to give staff a one-off pay boost to help with the cost-of-living crisis, it has emerged.


SRA struggling to keep hold of anti-money laundering staff

11 October 2022

The Solicitors Regulation Authority is facing “challenges” in retaining staff in its anti-money laundering team, in part because it cannot compete with private sector salaries.


Incorrect precedent led to wrong ground rent advice for 115 clients

10 October 2022

A solicitor who gave 115 clients the wrong advice about the ground rent provisions in the leases of properties they were buying – because of an incorrect precedent – has been fined £15,000.


BSB steps up anti-bullying work but says Bar culture must change

10 October 2022

The Bar Standards Board is to step up efforts to encourage more reporting of bullying and harassment but says ultimately the onus is on the Bar to change its culture.


“No appetite” among law firms for transparency quality mark

10 October 2022

There is “no real appetite” among consumer law firms for an accreditation scheme or other recognition denoting the quality of their transparency, a report has found.


Profession backs SIF but SRA “can save £500k” with new scheme

7 October 2022

The majority of respondents to the Solicitors Regulation Authority’s discussion paper on post-six-year run-off cover supported retaining the Solicitors Indemnity Fund, it has emerged.


City solicitor avoids jail after criminal contempt finding

7 October 2022

A senior City partner who told a client to “burn” a private messaging app after it was served with a search order has avoided jail for criminal contempt of court, in part because of the impact on his career.

← Page 104 Page 105 of 158 Page 106 →

Blog


Our vision for 2026: A shared approach to AML

We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.


Why later-life divorce requires a distinct professional framework

Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.


Listening, learning and leading The Solicitor’s Charity with care

As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.