Compliance & Regulation


SDT clears ex-trainee of lying to law firm about LPC performance

1 August 2023

A former trainee in the London office of a US law firm has been cleared of telling partners he had not failed any legal practice course examinations, when in fact he had.


LSB has “no role” in regulating lawful use of NDAs, Bar Council says

1 August 2023

The Legal Services Board has “no role” in “attempting to control or regulate lawyers involved in assisting clients in the lawful use of NDAs”, the Bar Council has said.


SRA shuts down three immigrations firms caught in Daily Mail sting

31 July 2023

The Solicitors Regulation Authority has shut down three of the law firms named in a Daily Mail undercover investigation last week after the newspaper provided recordings and transcripts.


Male barrister disbarred for sexually harassing female pupils

31 July 2023

A male barrister who told one pupil that she needed to have sex with senior members of the Bar to be successful and another that she was frigid has been disbarred.


‘Corporate’ chambers sets up ABS after significant growth

28 July 2023

A chambers set up as a company to shake up the Bar has now obtained an alternative business structure nilicence after three years of strong growth.


Solicitor set for SRA probe after High Court overturns anonymity order

28 July 2023

The High Court has removed a nine-year anonymity order in favour of a solicitor, meaning that the Solicitors Regulation Authority can now investigate his misconduct in later costs proceedings.


Chalk urges SRA to take action over immigration solicitors

27 July 2023

The Lord Chancellor has urged the Solicitors Regulation Authority (SRA) to take more action over abuse of the immigration system by solicitors.


CA issues general civil restraint order against struck-off solicitor

27 July 2023

The Court of Appeal has imposed a three-year general civil restraint order on a struck-off solicitor who has been issuing claims against the Solicitors Regulation Authority among others.


Sunak “undermining trust in lawyers”, says Bar Council

26 July 2023

The Bar Council has accused Prime Minister Rishi Sunak of undermining trust in the profession by claiming that a “subset of lawyers” are exploiting illegal migrants for profit.


CMA launches investigation into unregulated legal services

25 July 2023

The Competition & Markets Authority has returned to the legal market and launched an investigation into unregulated will-writing, online divorce and pre-paid probate services.


Dentons to face disciplinary tribunal over AML “failures”

25 July 2023

The world’s largest law firm is to be prosecuted before the Solicitors Disciplinary Tribunal over alleged breaches of anti-money laundering rules.


“Risk of conflicting duties” in following SRA Proceeds of Crime Act guidance

24 July 2023

Solicitors need to tread carefully in applying new Solicitors Regulation Authority guidance on the Proceeds of Crime Act as they could find themselves in conflict with existing obligations.


PII premiums rises to be lower than last year, says Law Society research

21 July 2023

Professional indemnity insurance premiums will rise again this year but by less than in 2022, when it was 12% across the market, Law Society research has predicted.


SRA probes dozens of firms over bulk compensation claims

21 July 2023

The Solicitors Regulation Authority has been carrying out dozens of investigations into possible misconduct in bulk compensation claims, particularly around cavity wall insulation.


Drink-driving barrister cannot return to practice until “medically fit”

21 July 2023

A barrister twice convicted of drink driving cannot return to practice for six months and only then with evidence that she is “medically fit”, a Bar disciplinary tribunal has decided.

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