Compliance & Regulation


Solicitor who sent £147,500 cheque with resignation letter struck off

17 August 2023

A solicitor who enclosed a cheque for £147,500 with his resignation letter, so he could leave a national law firm with a “clear conscience”, has been struck off.


Legal Choices portal “best way forward” for single register of lawyers

17 August 2023

An improved version of the Legal Choices ‘Can you trust your legal adviser?’ portal could be “the best way forward” for a single digital register of all regulated lawyers, the LSB has said.


One in four complaints to Legal Ombudsman outside new time limits

16 August 2023

More than a quarter (27%) of complaints made to the Legal Ombudsman are outside the new time limits introduced at the beginning of April, it has emerged.


Solicitor redacted witness statements to cover up mistakes

16 August 2023

A solicitor has been struck off after redacting witness statements to cover up actions he had taken, including agreeing that his client would pay costs, without her knowledge.


LSB questions ‘one size fits all’ approach to indemnity insurance

16 August 2023

The diversity of the legal services sector means the one-size-fits-all approach to professional indemnity insurance adopted by its regulators “may not be the most appropriate”.


ICO reprimands law firm over data breach that saw money stolen

15 August 2023

The Information Commissioner’s Office has reprimanded a law firm after a cyber-attack led to a data breach and four fraudulent payments being made on a probate matter.


Solicitor struck off for taking loan from client and trying to conceal it

15 August 2023

A veteran solicitor who borrowed £25,000 from a client to help prop up his firm and then tried to hide it from the Solicitors Regulation Authority as fees paid on account has been struck off.


SRA intervenes into practice of Axiom Ince boss

14 August 2023

The boss of Axiom Ince, the law firm that recently bought both Ince & Co and Plexus Legal out of administration, is under investigation by the SRA for possible dishonesty.


CILEX unveils plans for SRA-regulated ‘chartered lawyers’

14 August 2023

CILEX has unveiled plans to introduce new ‘chartered lawyer’ and ‘chartered litigator’ titles at the same time as switching regulator from CILEx Regulation Ltd to the Solicitors Regulation Authority.


SRA: Solicitors “routinely underestimate” risks in NDAs

14 August 2023

The risks and consequences arising from non-disclosure agreements are routinely underestimated and rarely explored by solicitors, a major review has found.


SDT anticipates more cases on “toxic” law firm cultures

14 August 2023

The Solicitors Disciplinary Tribunal expects to see more cases involving “toxic and anachronistic” work cultures, and more appeals against the SRA’s use of its higher fining powers.


SRA: Shutting Daily Mail sting firms was not due to political pressure

11 August 2023

The boss of the SRA said today that the decision to shut down three law firms caught in a Daily Mail undercover sting had nothing to do with the political pressure that followed.


CILEX advocate sets up personal injury firm regulated by BSB

11 August 2023

A personal injury specialist has become one of the first CILEX advocates to set up a law firm regulated by the Bar Standards Board, providing county court advocacy services.


Solicitor who lied to client and SRA is struck off

11 August 2023

A solicitor who repeatedly lied to a client and also acted for clients while he was suspended, lying about it to the Solicitors Regulation Authority, has been struck off.


Is our compliance officer actually complying?

10 August 2023

By Sarah Charlton of BlueSky Legal Finance & Management Solutions In the first of a new monthly ‘Ask the Expert’ series from Insight Legal, legal finance and management specialist Sarah Charlton considers a question many partners at smaller firms must… Read More

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