Compliance & Regulation
Fine for law firm that acted on both sides of development agreement
A law firm that at different times acted for either side of a development agreement it drafted, including on a dispute between the two parties, has been fined by the SRA.
Legal Services Act with us for “one or two decades” more, LSB chief says
It is “highly over-optimistic” to think the Legal Services Act will be reformed or replaced by the government in the next couple of years, the chief executive of the Legal Services Board has warned.
High Court rejects struck-off solicitor’s bid to return to roll
The High Court has rejected an appeal from a struck-off solicitor whose application to be restored to the roll was refused by the Solicitors Disciplinary Tribunal earlier this year.
“Honorable” solicitor and practice manager fined for misusing legal aid cash
A law firm owner and his practice manager have both been fined for mismanaging legal aid funds, although a tribunal found they were “honourably motivated”.
Solicitors “coercing” hospital patients into signing legal papers
Solicitors have been accused of visiting vulnerable patients in hospital wards in Leeds and “coercing” them into signing legal documents.
SRA bid for maximum £805,000 fine for solicitors “excessive and unjustified”
SRA plans to double the upper limit on fines for law firms to 5% of turnover and to £805,000 for individuals are “excessive and unjustified”, the Law Society has argued.
Complaints to SRA can constitute acts of stalking, Court of Appeal rules
Complaints to a lawyer’s employer and professional regulator can amount to acts of stalking, the Court of Appeal has ruled in a case where a senior government lawyer was targeted.
Solicitor’s “blind spot” led to vulnerable client being defrauded
A very experienced solicitor who showed a “complete blind spot” with regard to his obligations to ‘know your client’ and recognise the risks of conveyancing fraud has been suspended for a year.
Criminal solicitor fined £40k for pro bono work in family dispute
A criminal solicitor who helped out a friend in a family law dispute pro bono has been fined £40,000 for how he conducted the case, which “detrimentally impacted” all those involved.
Canadian law society allows listed DWF to overcome ban on buying firm
Listed practice DWF has bought a law firm in Vancouver, Canada for £28m, a deal only allowed by its local law society with conditions that ensure local lawyers retain control.
Client losses from cyber-attacks on law firms continue to fall
Law firms appear to be warding off cyber-attacks more successfully, with client losses falling to £700,000 in the first 10 months of this year, the Solicitors Regulation Authority has revealed.
Dishonest paralegal, drink driving, AML failure – SRA hands out penalties
A paralegal who used case files he had not worked on as part of his application to be an accredited police station representative has been banned, among the latest sanctions handed out by the SRA.
Law firms under “active investigation” for flouting sanctions regime
A small number of law firms are being investigated for either actively or negligently breaching sanctions imposed following Russia’s invasion of Ukraine, it emerged yesterday.
SRA on lookout for solicitors “borrowing” from client money to pay bills
The Solicitors Regulation Authority is braced for solicitors looking to borrow from client account to help pay their bills in the face of a worsening economy, its chief executive said yesterday.
LSB promises regulators “greater autonomy” in performance regime
The Legal Services Board has promised the frontline legal regulators “greater autonomy” in its the framework it will use to assess regulators’ progress.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
