Compliance & Regulation

A solicitor who failed to pass on to a client the £132,000 due to her from her divorce settlement – money the profession has now had to stump up – has been struck off.

A law firm co-owner who covered up the existence of a bank account he used for the proceeds of a conveyancing transaction – from both his partner and regulator – has been struck off.

Barristers cannot escape disciplinary proceedings by renouncing their membership of the profession, a Bar disciplinary tribunal has ruled.

A self-employed consultant has been struck off after asking a client to pay a £750 bill to him directly and keep it secret from the law firm he was attached to.

The Legal Services Board should put a priority on access to justice and the needs of people on low incomes rather than professional ethics in its next research programme,.

A veteran solicitor who signed but then kept 743 cheques worth £233,000 in a filing cabinet in his office, rather than using them to pay disbursements and other liabilities, has been struck off.

The arrival of a new chair of the Legal Services Board, taking up the post in April, is the “dominating issue” in its governance, a report by external consultants has found.

The Solicitors Disciplinary Tribunal has ordered a former client of City firm Simmons & Simmons to pay costs of £291,000 after throwing out his private prosecution of two of its solicitors.

A solicitor who “shattered” public trust in the profession by making a fake personal injury claim through the law firm where he worked has been struck off.

The Legal Ombudsman has 22 live enforcement cases against legal services providers that have failed to comply with its decisions, according to the latest figures.

A solicitor whose misconduct included using client money to help his firm with cash flow difficulties has been struck off, while two solicitors he hoodwinked have also been sanctioned.

A vastly experienced regulator who once described the prospect of a single regulator for lawyers as “inevitable” has been named as the new chair of the Legal Services Board.

A solicitor who lied about not having a bank account or any income other than benefits to avoid repaying a debt to the Legal Aid Agency has failed in his appeal against being struck off.

Solicitors could improve their productivity by using distributed ledger technology but need to take care if a client wants to pay by cryptocurrency, the SRA has cautioned.

The employment tribunal has set aside a ruling from 2014 that a former law firm director, now a barrister, was guilty of serious financial impropriety.