Compliance & Regulation


New Zealand urged to embrace ABSs and independent regulation

10 March 2023

A review of legal services in New Zealand has recommended the introduction of alternative business structures and an independent regulator.


Solicitor lost £230k of client money after falling for investment scam

9 March 2023

A solicitor who lost £230,000 of a client’s money by moving it into her personal bank account and then investing in a scheme which turned out to be a scam has been struck off.


Bar courses still unaffordable, students tell regulator

9 March 2023

Nearly four in five Bar students still regard their courses as unaffordable despite an average drop of £4,700 in fees, research for the Bar Standards Board has found.


New duty on licensed conveyancers to treat customers fairly

9 March 2023

An explicit requirement on licensed conveyancers to treat customers fairly has been adopted by their regulator as part of a revised set of ethical standards.


Solicitor “grossly abused his position” to dupe investors

8 March 2023

A solicitor sacked by national firm Blake Morgan during his probationary period “grossly abused his position” by duping two investors into handing over money on the basis he was still working there.


Partner secretly worked on deal with his firm on opposite side

7 March 2023

An experienced partner who secretly worked on the purchase of a property where his firm was acting for the seller has been fined £32,000 for a lack of integrity.


Solicitor apprenticeships launched for part-qualified legal professionals

7 March 2023

The first solicitor apprenticeship scheme has been launched which is specifically designed for paralegals part-way through qualifications with other legal bodies.


SDT in rare split decision over married solicitors’ employment of son

6 March 2023

The Solicitors Disciplinary Tribunal has issued a rare majority decision over the misconduct of husband and wife solicitors in the employment of their son.


Law Society opposes SRA plan to ban firms being paid upfront

6 March 2023

Solicitors Regulation Authority plans to stop law firms taking money for costs in advance of work being done could harm those working on fixed fees, the Law Society has warned.


SRA wins approval to destroy 765,000 files from shut-down firms

3 March 2023

The High Court has given the Solicitors Regulation Authority permission to destroy immediately around 765,000 files it is storing after intervening in law firms in recent years.


Barrister misled court into removing child from father

2 March 2023

A non-practising barrister whose dishonest submissions to a court caused it to order the removal of a small child from her father has been disbarred.


Blavo to face SDT at last over huge legal aid fraud

2 March 2023

The boss of Blavo & Co – the major legal aid firm found by the High Court to have made fraudulent claims on public funds – will finally face the Solicitors Disciplinary Tribunal this month.


Tribunal lifts condition on solicitor “manipulated” by timeshare scheme

1 March 2023

The Solicitors Disciplinary Tribunal has lifted a condition on a former law firm boss who admitted she had “permitted herself to be manipulated” by a timeshare scheme.


Partner ignored SRA’s warning over providing banking facilities

28 February 2023

A partner who ignored a warning letter from the SRA telling him not to use his client account as a banking facility, which he then did, has been fined £10,000.


SDT lifts restrictions on twice-fined solicitor despite SRA objection

27 February 2023

The Solicitors Disciplinary Tribunal has lifted practising conditions on the former partner of a law firm whom it has twice fined, latterly £20,000 for “very serious misconduct”.

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Blog


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