Compliance & Regulation
PM’s anti-corruption champion backs AML supervision switch
The prime minister’s anti-corruption champion has strongly endorsed the decision to move oversight of lawyers’ anti-money laundering activities to the Financial Conduct Authority.
Solicitor who believed court made error cleared of dishonesty
A veteran solicitor who genuinely believed a court had entered judgment against his client by error has been cleared of multiple allegations made against him at a tribunal.
Conduct commissioner offers barristers route to raise bullying concerns
Barristers under a duty to report bullying, harassment or sexual harassment by others to the BSB can now satisfy it by reporting to the Bar Council’s new Commissioner for Conduct.
Seven-year restriction for solicitor in third SDT appearance
A probate solicitor who blamed multiple breaches on the “emotional entanglement” he felt when handling his brother’s estate has been fined and given a seven-year restriction order.
SRA rewrites supervision guidance after Mazur ruling
The SRA has issued substantially revised guidance on effective supervision, setting out in detail how firms can delegate legal work to non-authorised staff following Mazur.
LSB exposes “expectation-reality gap” with legal AI
Consumers expect a lawyer to oversee the information and advice that artificial intelligence provides, major new research has found.
“We need to see privileged material to do our job,” SRA tells court
Serious wrongdoing by solicitors may be shielded from regulatory action if the SRA does not have the right to view privileged material, the High Court will be told next month.
Lawyers may have to pay LeO case fee even if complaint is dismissed
Law firms may for the first time have to pay a case fee for complaints dismissed by the Legal Ombudsman, under new proposals published yesterday.
Litigation funding reform remains our intention, minister tells MPs
Litigation funding reform, the interest on lawyers’ client accounts scheme and the regulation of legal AI tools were all on the agenda for justice minister Sarah Sackman yesterday.
Legal services lead way as government’s first AI Growth Lab
Legal services will be the first sector to join the government’s new AI Growth Labs – providing a regulatory sandbox for AI systems – justice secretary David Lammy announced yesterday.
LeO not set up to handle solicitor/client costs disputes – for now
The Legal Ombudsman is open to a discussion on it replacing the courts for costs disputes between solicitors and their clients – but would not be in a position to actually do it for some time.
“Burn it” solicitor suspended for two years
A senior City partner who told a client to “burn” a private messaging app after it was served with a search order has been suspended for two years.
LeO eyes case fee and scheme rule reform as complaints climb
The Legal Ombudsman will this month set out stronger incentives for lawyers to resolve complaints by reforming the operation of the case fee regime, Legal Futures can reveal.
Increasing number of lawyers view SRA negatively
The legal profession’s negativity about the Solicitors Regulation Authority has increased markedly, but most are still positive about it, according its own research.
Aspirring solizitors to benafit from SQE spellchecka
Aspiring solicitors who have been “hindered” in the SQE2 exam process until now will finally be able to use a new spellchecker in their written assessments next month.










