Regulation


SRA “inconsistent” on conduct cases involving mental health

12 June 2019

Individuals share responsibility with their firms and the regulator for mental health issues affecting misconduct, a specialist solicitor has argued, but said the SRA is inconsistent in its approach.


Solicitor struck off for misleading insurer, court and regulator

12 June 2019

A solicitor who lied to potential insurers, on an application for judicial review and then his regulator – in a bid to evade disciplinary action – has finally been struck off.


MPs urge legal regulators to take action over NDA misuse

11 June 2019

There has been some improvement in how lawyers approach the use of non-disclosure agreements, but regulators must take “rigorous enforcement action” over poor conduct, MPs said today.


Solicitor jailed for forging wills to cover up client money theft

11 June 2019

A former solicitor has been jailed for four years and two months after admitting to plundering a dead client’s estate and then forging other clients’ wills to pay off the first client’s beneficiaries.


Partners cleared of conflict over criminal and civil road death cases

10 June 2019

The two partners at the same firm who acted for a man convicted of causing death by dangerous driving and the estate of the victim suing him have been cleared of acting in a conflict of interest.


Lawyers “confused by boundaries in wake of #MeToo”

10 June 2019

Lawyers and regulators are uncertain where the boundaries lie on misconduct in the wake of the #MeToo revelations, experts have warned. Patricia Robertson QC of Fountain Court Chambers, a former vice-chair of the Bar Standards Board, said lawyers faced further… Read More


Swathe of law firms face action after failing transparency test

7 June 2019

Dozens of law firms are at risk of enforcement action from the SRA after a check found that only 25% of websites were fully compliant with the new rules on price and service transparency.


Mayson spells out hard choices in reforming legal regulation

7 June 2019

The head of the independent review of legal services regulation said yesterday that scrapping regulation based on titles like solicitor or barrister and replacing it with a system based on legal activities “might not be as straightforward as some believe”.… Read More


Trainee who forged client’s signature banned from profession

7 June 2019

A trainee solicitor who forged a client’s signature in a bid to pass off a copy share certificate as the original has been banned from working in the profession without the permission of the SRA.


Solicitor “brass-plated” the practices of others

6 June 2019

A solicitor who “brass-plated” the practices of other solicitors and did little to supervise them has been struck off, after one misappropriated £140,000 of client money. He also paid unlawful referral fees.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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