Regulation


Immigration lawyer struck off for “hijacking identities”

2 September 2019

A jailed immigration solicitor who turned to crime only two years after qualifying has been struck off by the Solicitors Disciplinary Tribunal.


Solicitor sanctioned for “puerile” social media posts on clients

30 August 2019

A solicitor who repeatedly made “inappropriate and puerile comments” on social media about his clients’ matters, and revealed confidential information, has been rebuked for his conduct.


Solicitor attorney raided vulnerable client’s bank accounts

30 August 2019

A solicitor who used his role as attorney to raid a vulnerable elderly client’s bank accounts – and has not accounted for rings he was looking after on the client’s behalf – has been struck off.


Hogan Lovells partner rebuked over pregnancy discrimination

29 August 2019

A senior finance partner at City giant Hogan Lovells has been rebuked by the Solicitors Regulation Authority after a tribunal found that he discriminated against his children’s pregnant nanny.


Solicitor “caught up in deception” while on honeymoon

28 August 2019

A consultant solicitor who “inadvertently” became caught up in a client’s act of “deception” of the Takeover Panel while he was away on his honeymoon has been fined £3,000.


FCA: “Widespread poor practice” in CMC advertising

27 August 2019

The Financial Conduct Authority has found “widespread poor practice” in the advertising put out by claims management companies, and begun taking action to address it.


Job changers find themselves in disciplinary hot water

23 August 2019

A solicitor who failed to tell a new employer why her previous firm had dismissed her has been rebuked, as has a business development manager who used client information from her old firm.


Elderly solicitor struck off for overcharging clients

23 August 2019

A solicitor’s 55 years of practice have come to an end after he was struck off for overcharging probate clients. His motivation was “to maintain the continuation of his practice and his standing in the community”.


Solicitor operated unauthorised online divorce business

22 August 2019

A family lawyer who created an online divorce service did so to avoid regulation and not share the fees generated with his law firm, a tribunal has found in striking him off.


SRA plans centralised higher rights advocacy test

22 August 2019

The Solicitors Regulation Authority is planning to introduce a centralised advocacy assessment for solicitors wanting higher rights of audience, including those practising in the youth court.

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Blog


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At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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Mistakes in legal practice are inevitable. What truly differentiates well-run firms from those that stumble is not whether mistakes occur, but how they are handled when they do.


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