Regulation


Solicitor who misused vulnerable clients’ compensation struck off

27 May 2021

A solicitor used “vulnerable” clients’ money for his own purposes, as well as holding onto cash for disbursements and leaving client damages in his office account, has been struck off.


SRA cyber-losses clause “could force firms to close”

27 May 2021

Plans by the Solicitors Regulation Authority to add a new cyber-losses clause to indemnity insurance policies could force some law firms to close, the Law Society has warned.


Barrister can be sued for second advice on same case, CA rules

26 May 2021

A barrister who cannot be sued for initial advice to a housing client for limitation reasons can be sued for a later, overlapping piece of advice on the same case, the Court of Appeal has ruled.


Option for online exams to become permanent, SRA decides

25 May 2021

Emergency measures allowing legal practice course (LPC) students to take their exams at home during the pandemic are to become permanent where there is a “clear rationale” to do so, the Solicitors Regulation Authority (SRA) has decided. Further work will… Read More


Barrister who switched from crime to family “was not on top of the rules”

24 May 2021

A barrister sanctioned for talking to the opposing lay client in the absence of their lawyer had switched from criminal to family law and “was simply not on top” of the rules, it has emerged.


BSB probing barrister who tweeted about “stroppy teenager of colour”

24 May 2021

The Bar Standards Board is taking action against the barrister who caused a storm of outrage by tweeting about “the stroppy teenager of colour”, he has confirmed.


SRA backs down over cut to Compensation Fund payout limit

21 May 2021

The Solicitors Regulation Authority has backed down over its controversial plan to cut the maximum award from its Compensation Fund from £2m to £500,000.


Sloppy law firms “using Covid as excuse” for regulatory shortcomings

20 May 2021

Law firms are using the pandemic as “an excuse” for failing to do things and this could lead to questions from their regulator, an accountant specialising in Solicitors Accounts Rules audits has warned.


Anger over proposed ‘good faith’ rule for immigration lawyers

20 May 2021

Government plans to impose a ‘good faith’ requirement on immigration lawyers have been strongly attacked by solicitors and barristers, while the Legal Services Board has also questioned it.


Court rejects appeal from solicitor struck off for gross overcharging

18 May 2021

The High Court has rejected an appeal from a solicitor struck off after charging an estate where he was sole executor over eight times the reasonable remuneration to which he was entitled under the will.

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Blog


Change in regulator shouldn’t make AML less of a priority

While SRA fines for AML have been climbing, many in the profession aren’t confident they will get any relief from the FCA, a body used to dealing with a highly regulated industry.


There are 17 million wills waiting to be written

The main reason cited by people who do not have a will was a lack of awareness as to how to arrange one. As a professional community, we seem to be failing to get our message across.


The case for a single legal services regulator: why the current system is failing

From catastrophic firm collapses to endemic compliance failures, the evidence is mounting that the current multi-regulator model is fundamentally broken.


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