Regulation


Solicitor rebuked for issuing cheque that bounced

10 December 2019

A solicitor has been sanctioned for sending a client a cheque for his damages which bounced – one of four regulatory settlement agreements reached by the SRA with solicitors and a firm.


Solicitor who felt “intimidated” by clients struck off

9 December 2019

A partner who said she felt “threatened and intimidated” by clients who would not accept her advice to discontinue has been struck off for lying about the progress of their cases.


Partner “too embarrassed” to tell clients truth is struck off

5 December 2019

A partner who misled beneficiaries about the progress of a case to resolve a dispute over estate assets and then found himself “too embarrassed” to tell them the truth has been struck off.


STaRs and SQE “will drastically increase supply of lawyers”

4 December 2019

The combination of the new Standards and Regulations and the Solicitors Qualifying Exam “will drastically increase the supply of lawyers”, the European head of Rocket Lawyer has predicted.


Barristers still struggling with concept of CPD “reflection”

4 December 2019

Barristers are generally happy with their new continuing professional development regime but are struggling to understand the concept of ‘reflection’, independent research has found.


Solicitor took 15 years to finish distributing estate

2 December 2019

A veteran solicitor who failed to complete several probate matters promptly – with one taking 15 years – has been fined by a tribunal. He said it had been a case of “out of sight out of mind”.


Sets without equal numbers of women “will lose work”

2 December 2019

Market forces will mean that commercial sets without a diverse gender pool at all levels will soon find themselves losing work to more gender-equal sets, according to a circuit judge researching equality.


Former partner ordered to pay costs of SRA closing firm

29 November 2019

The High Court has ordered a former partner to shoulder the £182,000 costs of the Solicitors Regulation Authority shutting down his law firm in the first case of its kind.


US firm employee sanctioned for ‘drunk on plane’ conviction

29 November 2019

An employee in the London office of US law firm WilmerHale whose drunken actions on a transatlantic plane caused it to turn back has been rebuked and fined by the Solicitors Regulation Authority.


Tribunal rejects SRA’s disciplinary “ambush”

28 November 2019

The Solicitors Disciplinary Tribunal has rejected four allegations of multiple rule breaches against a solicitor because they were so badly drafted by the Solicitors Regulation Authority.

← Older posts Page 73 of 397 Newer posts →

Blog


Strong AML controls are meaningless with incomplete data

One expectation as the FCA takes control of anti-money laundering oversight is a move towards more supervision rather than simply writing new rules.


Navigating the legal AI productivity-profitability paradox

Firms are achieving efficiencies through AI, especially in the practice of law. Yet many are struggling to see that reflected in their financial outcomes


Regulation, growth and access to justice: why legal services need a reset

Well-intentioned consumer protections embedded in the regulation of legal services increasingly act as barriers to innovation, competition and access to justice.


Loading animation