Regulation


Solicitors’ group tip-off leads to activist’s conviction

15 January 2020

A campaigner who used her email address as a committee member of the Solicitors International Human Rights Group to conduct unlawful immigration law work was convicted this week.


“Disgraceful” solicitor left trainee to face angry clients

15 January 2020

A “disgraceful” solicitor disappeared with over £415,000 of client money and apparently went travelling to Malaysia, warning his trainee solicitor that “there are going to be some angry clients”.


Union’s arrested head of legal mulls claim against Met Police

15 January 2020

A barrister working as a trade union’s in-house lawyer is considering a claim for false imprisonment against the Metropolitan Police after he was briefly arrested on a picket line.


Solicitor fined for acting in conflict of interest

14 January 2020

A solicitor who acted where there was a real conflict of interest and paid out almost £6m from buyer clients before they had obtained any security in the flats they were hoping to buy, has been fined.


Firms “risking financial ruin” over SRA prosecutions

14 January 2020

Law firms assume – wrongly – that their professional indemnity insurance covers them if they are investigated or prosecuted by the Solicitors Regulation Authority, research has warned.


£1.2m lost after solicitor duped by bogus fee-earner

13 January 2020

A solicitor who was duped into employing a bogus solicitor, who then facilitated a £1.2m conveyancing fraud, has been struck off. The fee-earner stole the identity of a genuine solicitor.


Blacker handed suspended sentence for benefit fraud

10 January 2020

Alan Blacker, also known as Lord Harley and one of the most talked-about solicitors of recent years, has today received a suspended prison sentence for benefit fraud.


Email scam solicitor used client money to refurbish offices

10 January 2020

A solicitor who used £80,000 of client money to refurbish her offices – and paid out another £165,000 of client money after falling victim to two email scams – has been struck off.


SRA offers reassurance over short deadline for AML changes

10 January 2020

The Solicitors Regulation Authority will take into account the short period of time law firms have had to comply if they fall foul of today’s new anti-money laundering rules, it has said.


City firms risk breaking rules with onshore centres

9 January 2020

City firms with ‘onshore’ offices in cities such as Belfast and Manchester are breaking professional rules by not making it clear to clients where the work is being done, groundbreaking research has suggested.

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Blog


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At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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