Regulation

A solicitor has been struck off after letting his firm be run by non-lawyers who then took more than £8m in funds supplied by the controversial Axiom Legal Financing Fund. He is the fifth solicitor to be struck off because of involvement with the Axiom fund.

A solicitor who used client money for her own benefit while she was suffering from alcoholism has been struck off. The medical evidence meant that the Solicitors Regulation Authority, prosecuting, dropped its allegations of dishonesty against her.

Chambers are seeing more grievances over discriminatory treatment by both employees and members, according to solicitors who advise them on dealing with their equality and diversity obligations. They said diversity presents a “particular challenge to chambers largely as a result of their unique business structure.

A practice manager who is his firm’s compliance officer for finance and administration has been rebuked and fined by the Solicitors Regulation Authority for letting his firm’s client account be used as a banking facility among other offences.

The High Court has overturned an unusual decision by the Solicitors Disciplinary Tribunal (SDT) to strike out for abuse of process the prosecution of five solicitors because the Solicitors Regulation Authority (SRA) had failed to put forward a “coherent or manageable case to answer”.

A legal executive who acted for clients without telling her employer, and paid client money into her own bank account, has been fined £2,000 and restrictions placed on her practice now that she has qualified as a solicitor.

A barrister who was convicted last year of practising as an immigration adviser while his registration was suspended, has now been suspended from the Bar as well. Meanwhile, four unqualified immigration advisers have been convicted of offering services without being registered by the Office of the Immigration Services Commissioner.

Solicitors view “self-dealing” – acting in their own, rather than the client’s, interests – money laundering, bribery and falsifying a CV as the most serious rule breaches, and bringing weak cases and mismanagement problems as the least, a major report has found.

A barrister who encouraged a client to search online for damaging information about another member of the Bar, and then told her to deny that he had done so, has been reprimanded by a Bar disciplinary tribunal. It is the second reprimand from a tribunal for the barrister in eight months.

Three solicitors who borrowed more than £3m from the now collapsed Axiom Legal Financing Fund have been struck off for using the money to fund their practice, which was not the stated purpose of the loan. They are the latest, but not the last, to face disciplinary action in the wake of the Axiom’s failure.