Regulation


Solicitor sanctioned for letting residual client balances build up and not registering LPAs

10 January 2017

A solicitor who built up residual client balances of nearly £200,000 has been rebuked and fined by the Solicitors Regulation Authority – six years after he was advised as to his conduct for the same failure. He also admitted failing to register lasting powers of attorney on behalf of clients.


QualitySolicitors shake-out continues as longstanding member goes it alone

9 January 2017

One of the longest-serving members of the QualitySolicitors network has quit after six years as it bids to refocus on its local market and expand the range of services it offers. Kent-based Martin Tolhurst Solicitors revealed plans for what it called “a major investment” in the non-conveyancing parts of its business.


“Completely incompetent” newly qualified solicitor struck off and firm fined for lack of supervision

6 January 2017

A newly qualified solicitor, described as “completely incompetent” and “like a rabbit caught in headlights”, has been struck off by the Solicitors Disciplinary Tribunal. His firm admitted twin allegations of failing to operate an adequate system of supervision and to provide a good standard of service to clients.


Solicitor who struggled with workload and used own money to pay clients ‘damages’ struck off

5 January 2017

A solicitor who faked documents and used his own money to pay compensation to clients as he struggled to keep on top of his workload, has been struck off by the Solicitors Disciplinary Tribunal. A sympathetic tribunal said his naivety and inexperience “had been his downfall”.


SRA ordered to disclose report into law firm investigation

5 January 2017

The Law Society’s freedom of information adjudicator has ordered the Solicitors Regulation Authority to disclose an investigator’s report, saying the regulator had overlooked “the public interest in transparency as a good in itself”.


Exclusive: Law Society chief executive resigns over reform failure

4 January 2017

Law Society chief executive Catherine Dixon has resigned after two years in the role, citing the society’s failure to embrace governance reform, Legal Futures can reveal. She said the Law Society would not be perceived to have changed and be representative of solicitors without changing the way it is governed.


Penalties for lawyers who enable tax evasion come into force

3 January 2017

Tough sanctions for lawyers and other advisers who enable offshore tax evasion came into force on Sunday despite considerable disquiet expressed by the Law Society and others. The new powers will see individuals or corporates who take deliberate action to help others evade paying tax facing fines of up to 100% of the tax they helped evade.


Partner who tampered with client file to hide mistake agrees to leave profession

23 December 2016

A partner who altered a client file in an effort to conceal a mistake that made an estate liable for inheritance tax has agreed to leave the profession to halt her prosecution before the Solicitors Disciplinary Tribunal. We also report on the ex-solicitor and judge jailed for forging a will and other disciplinary matters.


Solicitors suspended for roles in collapsed Brazilian investment scheme

22 December 2016

Three solicitors, including a former senior partner and managing partner, have been suspended by the Solicitors Disciplinary Tribunal for their roles in a collapsed Brazilian property investment scheme. It comes in the wake of a major SRA campaign to warn the public about solicitors giving credibility to high-yield investment schemes.


City lobby group on Brexit: Lawyers need access to single market plus “clear and sensible” transition

20 December 2016

The UK government must secure a high level of access to the single market, with a “clear and sensible transition period” to minimise the damage to legal services, TheCityUK has warned. Without it, the pressure group said, there would be a “high risk [of] considerable losses in financial and reputational terms to the legal services sector over the long term”.

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