Regulation


Court of Protection: SRA regulation allows for immediate approval of trust corporations

12 February 2018

Trust corporations wanting to act as property and affairs deputies for incapacitated people must be regulated by the Solicitors Regulation Authority to gain immediate approval, the Court of Protection has said.


SDT: Criminal conviction does not automatically mean solicitor has failed to uphold rule of law

9 February 2018

A solicitor convicted of sexual assault did not fail to uphold the rule of law and the proper administration of justice, the Solicitors Disciplinary Tribunal has ruled in a decision that will have implications for future prosecutions of those with criminal convictions.


SRA appeals SDT ruling on mental health and dishonesty as plethora of ‘forgery’ cases highlights differing sanctions

8 February 2018

The Solicitors Regulation Authority is to appeal to the High Court over the sanction imposed by the Solicitors Disciplinary Tribunal in a ground-breaking ruling last month on mental health and dishonesty, Legal Futures can reveal. The case involved fabricating and backdating documents, which is becoming increasingly common misconduct.


Bar Standards Board to regulate firm led by chartered legal executive

8 February 2018

The Bar Standards Board is to regulate a law firm led by a fellow of the Chartered Institute of Legal Executives, it has emerged. No practising barristers will be involved in the firm, but its principal is also an unregistered (ie, non-practising) barrister.


Government presses ahead with cold-calling ban despite criticism of approach

7 February 2018

The government yesterday rejected criticism that its proposed ban on cold-calling did not go far enough and voted it into the Financial Guidance and Claims Bill. A minister said it was “convinced that the new clause will have the effect of making unwanted calls from claims management services unlawful”.


Government accused of “breaking promise” on cold-calling ban as it targets April for holiday sickness fixed fees

6 February 2018

Claimant solicitors and defendants have come together to attack the government’s proposed ban on cold-calling, with the Association of Personal Injury Lawyers describing it as a “broken promise”. ABTA joined the criticism as it emerged that the addition of holiday sickness claims to the fixed recoverable costs scheme is scheduled to come into force in April.


“Stressed” solicitor avoids strike-off despite dishonesty

6 February 2018

The Solicitors Disciplinary Tribunal has again decided against striking off a solicitor for proven dishonesty after it accepted that he was suffering from work-induced stress. The solicitor said one of his supervisors had described himself as being “like an abusive husband, always asking for forgiveness and saying it would be different”.


Solicitor struck off for carrying out reserved activities from unregulated firm

5 February 2018

A solicitor has been struck off for conducting reserved activities when he was not entitled to do so and dishonestly misleading the regulator when challenged on it. After closing down his regulated firm, he set up an unregulated one but was found to have conducted both conveyancing and litigation.


Suspension for solicitor whose firm pursued PI claims without instructions and paid referral fees

2 February 2018

The owner of a Manchester law firm which pursued personal injury cases without the consent of clients and also paid prohibited referral fees has been suspended for three years. His misconduct was “shocking and outrageous and had a significant adverse impact on the reputation of the profession”, according to the Solicitors Disciplinary Tribunal.


Compensation fund hit again by solicitor who “failed to recognise significance of being a partner”

1 February 2018

A solicitor who “completely failed to recognise the significance of being a partner” in a law firm and the responsibility that involved has been struck off by the Solicitors Disciplinary Tribunal. It said the Compensation Fund had received claims of £1.8m against his firm and “paid out in excess of £1.2m”.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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