Regulation


Solicitor paid away £290k of sale proceeds after falling for email fraud

9 April 2021

A veteran solicitor who was tricked by an email fraud to pay out £290,000 in proceeds from a conveyancing transaction to a third party has been fined £10,000.


Petition calls for SRA to allow unsolicited approaches online

9 April 2021

A solicitor has begun a petition urging the Solicitors Regulation Authority to allow firms to make unsolicited approaches to consumers online, saying the blanket ban goes too far.


No TUPE protection for staff after firm’s owner made bankrupt

8 April 2021

There was no protection for staff under the TUPE after the sole owner of a law firm was made bankrupt and the practice taken over, the Employment Appeal Tribunal has ruled.


“No evidence” of worse outcomes from unregulated firms

8 April 2021

There is “no conclusive evidence” to show that consumers who use unregulated services obtain worse outcomes than those using regulated firms, the Legal Services Consumer Panel has said.


QC’s opinion “crudely altered” to mislead third party, court finds

7 April 2021

A QC’s opinion was dishonestly altered to reassure a third party charged with marketing an investment scheme that eventually collapsed, the High Court has found.


Tribunal awards ex-Kingly solicitors £37k in compensation

7 April 2021

Five solicitors, a solicitor apprentice and a legal assistant who worked at one of the largest law firms to be shut down by the SRA have been awarded more than £37,000 by an employment tribunal.


Law firms should advertise unbundled advice, says consumer panel

7 April 2021

Law firms should advertise unbundled services or offer them directly to clients, the Legal Services Consumer Panel has said, highlighting the “untapped potential” to support consumers in accessing advice.


Negative perceptions of Bar “still a barrier to social mobility”

7 April 2021

A shortage of money and negative perceptions can still be deterrents to working class barristers  entering the profession, a seminar on diversity in the legal profession was told last week.


Senior judge criticises counsel for withdrawing from case without explanation

6 April 2021

A supervising judge has criticised counsel who withdrew on the eve of an important consequentials hearing for not specifying the concerns they had raised about the conduct of the trial judge.


US court lifts prosecution risk for City firm holding disputed funds

6 April 2021

City law firm Clyde & Co has been given permission to pay into court $325m it is holding in an escrow account, after an American judge removed the risk of it being prosecuted for doing so.

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Blog


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Mazur: when regulators make simple things complicated

What the last six months have shown is that supervision cannot be treated as a background compliance obligation quietly managed somewhere in a firm’s operational processes.


How unstoppable AI is reshaping UK legal practice

At a time when most technology innovation still flows from the US and China, UK lawtech is attracting growing international attention and capital.


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