Regulation


SRA finally names the day when new rulebook comes into force

20 March 2019

The Solicitors Regulation Authority’s new rulebook will come into force some six months later than originally expected. Meanwhile, it has unveiled a new push to check firms’ anti-money laundering compliance.


Some conveyancers “too close to developer clients”, MPs warn

19 March 2019

Some conveyancing solicitors have become “too close to developers” and do not put their clients’ interests first, MPs claimed today. They suggested solicitors should part-fund compensation for mis-sold leases.


Barrister reprimanded and fined for “unwanted sexual conduct”

18 March 2019

A senior male barrister found to have engaged in “unwanted sexual conduct” towards a woman has been reprimanded and fined £3,000 by a Bar disciplinary tribunal.


Unregulated adviser held to same standard as qualified lawyer

18 March 2019

A man who ran a ‘litigation firm’ and sold its expertise as coming from qualified legal advisers – even though it did not – has been held to the same standards as actual lawyers in a negligence claim.


“No ethical leadership”: Law Society blasted over NDA guidance

15 March 2019

Law Society guidance on the use of non-disclosure agreements demonstrates an absence of “ethical leadership” and shows why the profession cannot be allowed to sort such issues on its own.


Solicitor “told client” to pay fees into personal bank account

15 March 2019

A solicitor who told a client to pay his firm’s fees into his personal bank account has been struck off. A tribunal did not believe his claim that he had done so mistakenly due to “considerable fatigue”.


Irish solicitor rebuked for practising in England and Wales

15 March 2019

An Irish solicitor who acted in negligence proceedings against a law firm in England without the right to practise here has been rebuked and fined by the Solicitors Regulation Authority.


AML oversight body finds legal regulators coming up short

14 March 2019

Nearly half of legal regulators do not undertake enough supervision of anti-money laundering (AML) efforts, according to the organisation set up to scrutinise them.


Record fine for law firm acting on mis-sold PPI claims

13 March 2019

A law firm that specialised in mis-sold PPI cases has been fined a record £125,000 for a raft of rule breaches, including sending millions of misleading and unsolicited marketing letters.


Solicitor banned as director after firm shut down owing £1m

13 March 2019

A solicitor whose conduct fell “significantly below the standards of probity expected of a company director”, particularly given his legal experience, has been banned from acting as a director.

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Blog


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Reports


Report Cover
The legal sector is enjoying its strongest period of growth in 15 years, driven by private equity investment, merger and acquisition activity, AI and a wave of new business models The Law Firm Growth Report explores the strategic choices facing… Read More

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