Regulation


SDT president warns over “venting spleen” on social media

8 May 2019

The president of the Solicitors Disciplinary Tribunal has warned practitioners that they cannot just “vent their spleen” on social media with impunity without risking consequences for their careers.


SRA investigates 26 law firms in money laundering crackdown

8 May 2019

The SRA has referred 26 firms offering trust and company services to its disciplinary team after a review said a “significant minority” of practices were failing to do enough to tackle money laundering.


Exclusive: Pressured young solicitors “need courage to walk away”

7 May 2019

Young solicitors who find themselves in toxic work environments cannot “leave their professional ethical compass at home” and ultimately have to walk away, the president of the SDT has said.


Rebuke for solicitor who didn’t realise his client was dead

3 May 2019

A solicitor who did not realise that his client had died seven years previously when he purported to act for her has been rebuked by the Solicitors Regulation Authority.


Freshfields partner to face tribunal over sexual conduct

3 May 2019

A partner at magic circle firm Freshfields Bruckhaus Deringer is to face a disciplinary tribunal over his sexual conduct in relation to a more junior female member of staff.


LSB rethinks rule stopping rep bodies from “influencing” regulators

3 May 2019

The Legal Services Board is pulling back on proposed rules that would not allow bodies like the Law Society and Bar Council to try and “influence” their regulatory arms.


Law firms “willing to draw up NDAs” that breach SRA guidance

2 May 2019

Law firms are willing to draw up non-disclosure agreements that clearly breach Solicitors Regulation Authority guidance, according to the woman whose own NDA threw the spotlight on the issue.


Legal regulators “should develop common standards” for TPMAs

1 May 2019

Legal regulators need to introduce common standards for providers of third-party managed accounts as the move for them to replace client account gathers pace, a leading payment processor has argued.


Partner who employed banned solicitor is struck off

29 April 2019

A partner who knowingly employed a struck-off solicitor has himself been struck off by the Solicitors Disciplinary Tribunal and ordered to pay over £56,000 in costs.


Three convicted for providing unregulated legal advice

26 April 2019

Owners of a business that falsely claimed it could supervise immigration law firms and made millions of pounds as a result, along with a director of one of those franchises, have been convicted.

← Older posts Page 100 of 397 Newer posts →

Blog


A new era of legal operations

What we are seeing in the UK legal market is extraordinary change that will greatly influence how firms operate and compete for years to come.


Strong AML controls are meaningless with incomplete data

One expectation as the FCA takes control of anti-money laundering oversight is a move towards more supervision rather than simply writing new rules.


Navigating the legal AI productivity-profitability paradox

Firms are achieving efficiencies through AI, especially in the practice of law. Yet many are struggling to see that reflected in their financial outcomes


Loading animation