Compliance & Regulation
Solicitors faced with SRA demand for privileged material “should delay”
Solicitors asked by their regulator to hand over privileged client material should ask for a delay while the High Court considers the issue, a KC has advised.
Solicitor took money in “fraudulent breach of trust”
A solicitor has been ordered to pay hundreds of thousands of pounds after the High Court made findings of fraud and fraudulent breach of trust against him.
Law firms fined £600,000 for AML breaches
The Solicitors Regulation Authority has fined 59 law firms a total of £600,000 in the past six months for breaching basic anti-money laundering rules.
CLC warns of “regulatory blind spots” on referral fees
The Council for Licensed Conveyancers has warned of the risk of “regulatory blind spots” after a review of referral fees revealed shortcomings in firms documenting arrangements.
SRA presses on with separating management and compliance roles
The SRA is going ahead with rule changes to separate law firm managers who can “unilaterally” make decisions from compliance officer roles in all but the smallest firms.
SRA ordered to pay solicitor costs after failed dishonesty allegation
The Solicitors Disciplinary Tribunal has reprimanded a duty solicitor for backdating documents – but ordered the SRA to pay him costs after he was cleared of dishonesty.
Exclusive: SRA to appeal suspended suspension for “bullying” solicitor
The Solicitors Regulation Authority is to appeal the decision to give only a suspended suspension to a law firm owner who bullied and harassed five junior members of staff.
CLC practices offer good but busy workplaces, research finds
There are good levels of job satisfaction across the conveyancing and probate communities regulated by the Council for Licensed Conveyancers – but workloads are high.
Solicitor fabricated disclosure letter “to save job”
A solicitor who fabricated and backdated a disclosure letter to make it appear that he had complied with a court deadline has been struck off.
Senior lawyer made “unwanted advances” to junior staff at firm event
A senior male lawyer made unwanted and inappropriate remarks and advances to five junior female staff at a work event and post-event drinks, the Solicitors Disciplinary Tribunal has found.
Legal Services Act can be vehicle for reform of regulation, says LSB
Calls to reform the Legal Services Act 2007 overlook the many unused provisions in it that could facilitate major changes in regulation, the chief executive of the Legal Services Board has said.
SRA needs to change “at pace” to catch next PM Law, says LSB
The plans to transform the Solicitors Regulation Authority are promising but need to be seen through “at pace”, the new chief executive of the Legal Services Board has told Legal Futures.
SRA set to issue Mazur guidance – but onus is on solicitors
The Solicitors Regulation Authority is to publish guidance on the implications on the Mazur ruling very shortly, it has told MPs.
Solicitor who lied to indemnity insurer is suspended
A solicitor who admitted misleading his indemnity insurer about being the sole signatory on client account and practised without insurance for several months, has been suspended.
Junior solicitor used AI to draft misleading letters to court
A junior solicitor who used AI to draft two misleading emails to the High Court “seems to have almost entirely outsourced the thinking process”, the judge has said.
Blog
The civil courts and the digital divide
Despite the government’s decision to increase Ministry of Justice funding, its budget for 2025-26 is still 14% lower in real terms than in 2007-08.
The Decent Homes Standard scandal
It is well established that the UK has the highest proportion of inadequate housing in all of Europe. But what if the heart of the problem is even worse than we think?
The evolving standard: AI and professional negligence
AI creates an obvious professional negligence risk. Using it carelessly may fall below the standard of reasonable skill and care. As may failing to use it, in certain circumstances.
