Compliance & Regulation


The drama is over – no Mazur appeal

22 April 2026

The Law Society has decided against trying to appeal last month’s Court of Appeal ruling in Mazur, it has confirmed to Legal Futures.


Reviewer urges better understanding of SQE format

22 April 2026

There should be more effort to help candidates and others understand why multiple-choice questions are used in the SQE, its independent reviewer has suggested.


Legal Services Board reverses plan to reduce budget

22 April 2026

The Legal Services Board has reversed its plan to reduce its budget and instead approved a small increase, amounting to an extra £1.79 on every authorised lawyer’s practising fees.


SRA puts size of suspected PM Law fraud at £40m

21 April 2026

The SRA’s investigation into PM Law “involves a sophisticated suspected fraud”, with the improper removal and misuse of £39.5m of client funds.


Judge warns PI firms of SRA referrals over damages deductions

21 April 2026

Personal injury solicitors who jack up their base costs to ensure they always hit the 25% cap on deductions from damages risk referral to the SRA, a senior district judge has warned.


Solicitor who billed clients for work he had not done struck off

21 April 2026

A private client lawyer who billed clients for work he had not done has been struck off by the Solicitors Disciplinary Tribunal.


SRA to double size of leadership team as BSB names new chief

20 April 2026

The Solicitors Regulation Authority is to double the size of the leadership team under chief executive Sarah Rapson with the creation of four new director-level posts.


Lawyers resolve most complaints themselves under LeO pilot

17 April 2026

Lawyers testing the Legal Ombudsman’s model complaints resolution procedure resolved most of the complaints themselves, it has emerged.


BBC sting heaps pressure on immigration lawyers and SRA

16 April 2026

A BBC undercover investigation has again thrown the spotlight on immigration lawyers, claiming that “a shadow industry of law firms and advisers” is helping migrants bring bogus asylum cases.


Government sets out conditions for ‘excepted’ NDAs

16 April 2026

The government has proposed detailed conditions which would allow employers and workers to sign NDAs relating to harassment or discrimination in strictly limited situations.


SRA “wants conversation about who handles complaints about solicitors”

15 April 2026

The SRA “would love to have a conversation” about whether the responsibility for handling complaints should continue to be split with the Legal Ombudsman, MPs have heard.


Solicitor who falsely recorded time to meet targets struck off

14 April 2026

A solicitor who falsely recorded 100 hours of time to help meet her billing targets has been struck off, despite recognition of the mental health issues she was facing at the time.


Law Society trains focus on SRA for Mazur supervision guidance

14 April 2026

The Law Society has put the focus on the SRA to give the profession guidance on what amounts to supervision following the Mazur ruling.


Keep out of employment issues, solicitors tell SRA

13 April 2026

The Solicitors Regulation Authority has been told to leave employment issues such as bullying, harassment, discrimination and sexual misconduct to law firms and the courts.


Law firm fails in appeal against £68k fine for AML failures

13 April 2026

A law firm run by an ex-Law Society president has failed in an appeal against a £68,000 fine imposed by the Solicitors Regulation Authority for anti-money laundering failures.

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Blog


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At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


How you respond to mistakes matters more than the mistakes themselves

Mistakes in legal practice are inevitable. What truly differentiates well-run firms from those that stumble is not whether mistakes occur, but how they are handled when they do.