Compliance & Regulation


SRA places controls on head of department who misued blue badge

29 May 2024

A senior law firm staff member who used her late mother’s disabled badge to park in a disabled bay close to its offices has been placed under controls imposed by the SRA.


Suspension for barrister who failed to pay former law firm partner

28 May 2024

A barrister who failed to comply with a court order to pay £54,600 to a former salaried partner in his law firm has been suspended for six months by a Bar disciplinary tribunal.


Lawyers and CMCs face £250 fee to complain to Financial Ombudsman

24 May 2024

Lawyers and claims management companies making volume complaints to the Financial Ombudsman Service on behalf of clients will be charged £250 per case, it has proposed.


Khan faces second jail term after losing appeal against contempt ruling

24 May 2024

The Court of Appeal has rejected former solicitor Sophie Khan’s bid to overturn a contempt of court ruling sought by the SRA that will see her head to jail for a second time.


Electoral Commission director named LSB chief executive

24 May 2024

The director of communications, policy and research at the Electoral Commission is to become the new chief executive of the Legal Services Board.


Cost of regulation would “drop like a stone” with no client account

23 May 2024

The cost of regulation would “drop like a stone” if solicitors were not allowed to hold client money, the chief executive of the Solicitors Regulation Authority said yesterday.


SSB victims group expresses concern over regulators’ investigations

23 May 2024

The SSB Victims Support Group has expressed concern about the way the Solicitors Regulation Authority is conducting its investigation into the collapsed Sheffield law firm.


Litigation funding supports the public interest, major research finds

23 May 2024

Litigation funding supports the public interest and access to justice but will remain niche in aiding consumers, according to major research which identified 44 cases in the last five years.


Big fine for firm that failed to replace client money wrongly paid out

21 May 2024

A Norwich law firm has been fined £121,000 for failing for eight years to replace client money which it had wrongly paid out to beneficiaries of an estate.


Firm found guilty of multiple failures in financial mis-selling claims

21 May 2024

The Solicitors Regulation Authority has decided not to enforce at £65,000 fine it has issued against a financial mis-selling law firm because it is in liquidation.

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