Compliance & Regulation
Law firm fined for allowing COFA to steal £157,000
A law firm whose compliance officer for finance and administration stole £157,000 has been fined for not having proper systems governing payments from client account.
Solicitor rebuked for leaving client unrepresented at hearing
A solicitor who withdrew from a Family Court hearing over a fee dispute so late that he left his client no chance to find a replacement has been rebuked by the SRA.
Suspension for senior partner who had sex in the office
A male senior partner found guilty of multiple instances of sexual misconduct in the office with junior female staff – including having sex with one on a desk – has been suspended for two years.
Lawyers and law firms “need to talk much more about integrity”
Lawyers and law firms should be “actively” reflecting on and talking about integrity “much more” than they currently do or appear to do, a leading legal academic has argued.
FSCS wrongly tells law firm clients their solicitors are unauthorised
The Financial Services Compensation Scheme has admitted writing to law firm clients and wrongly informing them that their solicitors were no longer authorised.
High Court judge “compromised integrity” with CA application
A High Court judge has been given a formal warning after it emerged that he had seen an independent assessment written for his application to join the Court of Appeal.
Second solicitor to face tribunal over “threatening” vaccine letters
A solicitor accused of baselessly threatening legal proceedings over the Covid vaccine is to face the Solicitors Disciplinary Tribunal.
Warning for judge who “accidently” liked anti-Israel LinkedIn post
A senior judge has been issued with a formal warning for misconduct after he “accidentally” liked an anti-Israel LinkedIn post which he later described as “repulsive”.
Paralegal banned for discontinuing claim without instructions
A paralegal lied to both her client and her employer over how she handled a holiday sickness claim that she sought to discontinue without instructions.
Harman to lead review of bullying and harassment at the Bar
Solicitor Harriet Harman KC has been named as chair of the Bar Council’s independent review of bullying and harassment, including sexual harassment, at the Bar.











