Compliance & Regulation


UN rapporteurs “seriously concerned” about online attacks on barrister

17 July 2024

Four special rapporteurs appointed by the UN’s Human Rights Council have told the UK government about their concerns over the “ongoing harassment” of barrister Charlotte Proudman.


Senior associate who exposed clients to “unknown risks” struck off

17 July 2024

A senior associate who completed a transaction without an executed mortgage deed, exposing both the lender and lay clients to “unknown and unacceptable risks”, has been struck off.


Partner “deliberately misled” client over PI claim she never issued

16 July 2024

A partner at a leading personal injury firm who “deliberately misled” an accident victim for five years over a claim she never issued has been struck off.


Law firm fined £11,000 for overcharging DBA clients

16 July 2024

A law firm that charged personal injury clients more than it was allowed to when acting under damages-based agreements has been fined nearly £11,000.


SRA to appeal decision to clear Dentons over AML breaches

15 July 2024

The High Court looks set to rule on whether a tribunal was right to find that Dentons’ breach of the anti-money laundering rules was “inadvertent”.


Police station rep referred to transgender detainee as “thing”

12 July 2024

A police station representative who made offensive comments about a transgender detainee and about immigrants has been made subject to regulatory controls.


BSB slaps down Bar Council over diversity and equality work

12 July 2024

The Bar Standards Board has rejected a Bar Council call to take a step back from efforts to improve equality, diversity and inclusion and instead leave it to the profession.


Law firms need to act over new duty to prevent sexual harassment

11 July 2024

Law firms will need to rethink their approach to alcohol at events as part of preparing for the new positive legal duty on employers to prevent sexual harassment in the workplace.


Pupil barrister fined for f-word outbursts during online exam

11 July 2024

A pupil barrister has been fined £500 for a series of foul-mouthed outbursts at a remote invigilator during an online ethics exam, which ended with him raising his middle finger to the camera.


£36k fine for law firm which let millions pass through client account

10 July 2024

A specialist sports law firm has been fined £36,000, and its COFA rebuked, for allowing its client account to be used as a banking facility.

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Blog


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