Compliance & Regulation
KC condemns SRA for “unprincipled approach” to fines
The Solicitors Regulation Authority has demonstrated a “shambolic and unprincipled approach” to the use of its fining powers, a leading regulatory KC has argued.
Drink-drive solicitor who refused breath test did not lack integrity
A solicitor arrested for failing to provide a sample of his breath after being pulled over for drink-driving did not act with a lack of integrity, the SDT has ruled.
SRA, BSB and CILEX Regulation facing “increased oversight”
The Solicitors Regulation Authority, Bar Standards Board and CILEX Regulation all require increased oversight, the Legal Services Board has revealed.
Man ordered to pay £10,000 costs for failed LeO judicial review
A man whose application for permission to bring a judicial review against the Legal Ombudsman was certified as totally without merit has been ordered to pay £10,000 in costs.
Top firm’s COLP “acted reasonably” over concerns about client
The COLP at leading City law firm Kennedys has been cleared of failing to adequately investigate concerns about a property development it was advising on.
SDT introduces automatic disclosure of documents
The Solicitors Disciplinary Tribunal has introduced a new policy which aims to cut the number of non-party disclosure applications by the press and public.
Post Office scandal “shows that privilege needs urgent reform”
The Post Office inquiry shows that legal professional privilege presents “significant problems of principle and practice” and needs urgent reform, leading academics have argued.
Pupil suspended for cheating in training exercise
A first-six pupil barrister who accessed a file without permission that helped her with a training exercise, and then pretended she had not, has been suspended for 18 months.
LSB pressures regulators to improve lawyers’ ethical approach
Lawyers’ lack of proper regard for ethics, and their “disproportionate focus” on client interests above all else, means regulators need to take action to improve compliance.
Jailed solicitor’s ex-wife made subject to unexplained wealth order
The Serious Fraud Office has secured its first unexplained wealth order against the ex-wife of Tim Schools, the jailed struck-off solicitor behind the Axiom Fund fraud.
Blog
Why law firms are getting AI supervision wrong
The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.
Beyond the PII premium – rethinking risk
Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.
The AI governance gap in law firms and why it matters now
A third of law firms are already using AI tools with no formal policy in place to govern how AI gets used, what data goes into it, or who’s accountable when something goes wrong.
Reports
Associates
