Compliance & Regulation


Barristers should have duty to “actively promote anti-discrimination”

19 August 2024

Barristers should be under a professional duty to actively promote anti-discriminatory attitudes and behaviours, it has been suggested. But this was not about requiring barristers to be ‘woke’.


Two solicitors fined for refusing to give breath samples

16 August 2024

Two solicitors convicted of failing to provide a specimen of breath for analysis after minor car accidents have been fined by the Solicitors Regulation Authority.


Third US state set to allow alternative business structures

16 August 2024

The slow creep of ABSs into the US is set to take a significant step forward next month when plans for a pilot are put to the supreme court of Washington state.


Formal warning for coroner overheard bad-mouthing barrister

15 August 2024

An assistant coroner overheard describing a barrister’s submission as “bollocks” and a judge who took 16 months to produce a ruling have been disciplined for misconduct.


Charging law firms £250 “makes volume FOS claims unmanageable”

15 August 2024

Charging law firms fees of £250 per case to bring complaints to the Financial Ombudsman Service could make volume complaints “unmanageable”, the Law Society has warned.


Property firm fined £22k for money laundering failures

14 August 2024

A property law firm in Manchester has been handed a fine of nearly £22,000 for failures in anti-money laundering procedures, towards the top end of the SRA’s powers.


Partner suspended for sexual misconduct at firm retreat

13 August 2024

A former board-level partner at a well-known law firm has been suspended for nine months for making inappropriate sexual advances to a colleague at a partners’ away weekend.


Judge warned over misconduct in own divorce proceedings

13 August 2024

A deputy district judge has received a formal warning for misconduct over how he presented his financial situation in divorce proceedings.


Solicitor struck off over missing money that has cost profession £3.8m

12 August 2024

A solicitor who has cost the profession more than £3.8m in payments from the SRA Compensation Fund to replace money that was taken from property clients has been struck off.


Solicitor fined for transferring £10k of client money by error

9 August 2024

A solicitor who mistakenly transferred £10,000 of client money to his firm’s business account – and did not realise for six months – has been fined by the SRA.

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Blog


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Client accounts: Opportunity, obligation and the risks in between

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