Compliance & Regulation
SSB report: The timeline of missed opportunities
At the heart of the report into the SRA’s handling of SSB Law is the argument that the regulator missed opportunities to act earlier. This is what happened and when.
Abuse survivors “should get legal aid to tackle SLAPPs”
Survivors of sexual and gender-based violence in the UK should get legal aid to defend themselves against SLAPPs, a report has argued, calling also for more action by legal regulators.
Ban for trainee lawyer who helped fugitive brother flee UK
A trainee property lawyer who helped her brother flee the country so he could avoid prosecution for murder has been disqualified from working for law firms.
Head of family law cleared of serious wrongdoing over decree nisi
A senior family lawyer has been cleared of dishonesty and lack of integrity over an application for a decree nisi that was not made and remained outstanding for a year.
Mazur: LSB to review past guidance issued on litigation rights
The LSB is to review how all the regulators and representative bodies have “ensured that information on conducting litigation was accurate and reliable”, in the wake of the Mazur ruling.
Solicitor who did not disclose “catastrophic” evidence struck off
A personal injury solicitor who withheld a piece of evidence he knew would be “catastrophic” to his client’s case has been struck off.
“No incentive” for private equity investors to dilute firms’ ethics
There is no reason why a law firm backed by private equity would be “less professionally ethical” than one owned by its lawyer-partners, a regulatory specialist has argued.
Strike-off for solicitor who misled client, court and law firm
A solicitor who misled her divorce client, the Family Court and the owner of her law firm – leading to the client being issued with a penal notice – has been struck off.
BSB goes ahead with new complaints rules for barristers
The Bar Standards Board has decided to go ahead with rule changes requiring barristers to tell it every year, via their chambers, about any complaints they receive.
Mazur: Non-authorised person “should not be client’s main contact”
Our round-up of developments on the Mazur ruling includes a warning that law firms should consider prohibiting non-authorised staff from being clients’ main point of contact.
Blog
Change in regulator shouldn’t make AML less of a priority
While SRA fines for AML have been climbing, many in the profession aren’t confident they will get any relief from the FCA, a body used to dealing with a highly regulated industry.
There are 17 million wills waiting to be written
The main reason cited by people who do not have a will was a lack of awareness as to how to arrange one. As a professional community, we seem to be failing to get our message across.
The case for a single legal services regulator: why the current system is failing
From catastrophic firm collapses to endemic compliance failures, the evidence is mounting that the current multi-regulator model is fundamentally broken.
