Compliance & Regulation


City partner “erroneously” paid out £2.2m to developer client

3 June 2025

A partner at DWF has been fined £14,000 for wrongly approving £2.2m in payments to a developer which later went bust, leaving the firm to recompense out-of-pocket buyers.


Solicitor who worked for three firms at same time struck off

2 June 2025

A locum solicitor whose timesheets claimed for the same time from two different firms – while employed full-time at a third – has been struck off.


Law firms “must tell clients how to complain at end of cases”

2 June 2025

Law firms must tell their clients how to complain at the end, as well as the beginning, of their cases, under new rules proposed by the Solicitors Regulation Authority.


Property lawyers attack “punitive” AML fining regime

2 June 2025

The “punitive” fining regime for anti-money laundering rule breaches operated by the Solicitors Regulation Authority has left lawyers feeling “fearful”.


Court quashes part of LeO’s £51,000 award against law firm

30 May 2025

The Legal Ombudsman was wrong to find that a law firm failed to adequately assess a client’s capacity and should pay her £15,700 in compensation, the High Court has ruled.


Barristers “should tell chambers and regulator” about complaints

30 May 2025

Barristers will be required to inform both their chambers and their regulator about the complaints they receive, under plans published yesterday by the Bar Standards Board.


LSB lays out actions for SRA to avoid another Axiom Ince

29 May 2025

The Solicitors Regulation Authority has been given statutory directions to address the multiple failures in its oversight of Axiom Ince.


Law firm fined £120,000 for 15 years of AML failures

29 May 2025

A Southend law firm that failed to comply with anti-money laundering rules for more than 15 years has been fined £120,000 by the Solicitors Disciplinary Tribunal.


Solicitor struck off for allowing use of closed firm’s client account

28 May 2025

A solicitor who allowed his firm’s client account to facilitate a suspicious £1.1m property transaction 20 months after it had closed has been struck off.


Bar regulator drops plan for controversial new equality duty

27 May 2025

The Bar Standards Board has ditched its controversial proposal to require barristers to “act in a way that advances equality, diversity and inclusion”.

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Blog


Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


Defending fair fees in the property profession

If the property industry is serious about moving towards 28-day exchanges, then it must confront not only the practical barriers, but the commercial behaviours too.


Judging proportionate risk requires confidence. Do law firms have it?

As of 30 June 2026, the money laundering regulations have been updated again, this time to make the regime more proportionate and addressing unnecessary over-compliance.


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