Compliance & Regulation

A law firm partner has been struck off for fabricating documents to mislead the SRA about his role in mismanaging a client’s personal injury trust.

A solicitor struck off for multiple rule breaches, including that he actively concealed from his employer the fact that he had taken loans from clients, has failed in his appeal.

Sexual harassment at the Bar that “might have been tolerated and even expected in the past is no longer acceptable”, a disciplinary tribunal has said – but “regrettably, such behaviour is still widespread”.

Chartered accountants are finally to get the right to conduct the reserved legal activity of administering oaths, six years after their regulator gained the power to grant it.

Business secretary Jonathan Reynolds has officially corrected the House of Commons record for describing himself as a solicitor, amid continuing jabs from the Conservatives.

A leading US law firm has been fined £300,000 for failing to have anti-money laundering risk assessments and procedures in place in its London office.

Specialist regulatory lawyers have expressed concern that the High Court ruling in the Dentons case places too much reliance on the SRA’s view of the seriousness of rule breaches.

Disqualified licensed conveyancer Lloyd Davies did not “accurately” reflect the agreed facts of his case in his public statement about it, his regulator said yesterday in an unusual move.

Breaches of AML rules are effectively strict liability offences and the SRA does not need to show severity to prove misconduct, the High Court ruled yesterday.

There is now “clear evidence” that solicitor apprenticeships are facilitating social mobility, analysis by the Solicitors Regulation Authority has shown.