Compliance & Regulation
Judge slashes law firm’s costs because of Mazur
A regional costs judge has described how he applied the ruling in Mazur to cut the costs awarded to a law firm in a housing possession case from £3,000 to less than £500.
Pioneering AI law firm untroubled by impact of Mazur
The Mazur ruling will have no impact on the work of the first regulated AI law firm as the technology is not conducting litigation, its founder has asserted.
SSB Law victims pile pressure on SRA over other volume claims firms
The collapse of SSB Law was not a one-off and a wider review of the SRA’s handling of volume claims firms is needed, victims of the scandal have argued.
Law firm boss struck off for using client money to pay debts
A law firm owner who used client money to shore up his firm and pay personal debts in the face of cash flow problems has been struck off.
Give facts not suspicions when whistleblowing, in-house lawyers told
In-house lawyers considering whistleblowing have been advised by the Law Society to “disclose specific information with factual content, not suspicions or unfounded allegations”.
SDT distinguishes its definition of dishonesty from the court’s
A solicitor found to have been fundamentally dishonest in a personal injury claim has been cleared of dishonesty by the Solicitors Disciplinary Tribunal.
Is AML move the first step towards single legal regulator?
The government’s decision to rationalise the oversight of AML supervision could be a precursor to the entirety of legal regulation, a leading practitioner has suggested.
KC: Regulators should promise no action over pre-Mazur breaches
Regulators should assure non-authorised people who may have inadvertently conducted litigation as found by Mazur that they will not face criminal prosecution or disciplinary action.
SDT removes restrictions on solicitor turned compliance consultant
The Solicitors Disciplinary Tribunal has removed restrictions on a solicitor who, after being suspended for three years, became a compliance consultant.
SRA: Client account “still on reform agenda”
The Solicitors Regulation Authority has not kicked changes to client account – and the interest solicitors earn on it – into the long grass, its chair warned solicitors yesterday.
Blog
Why law firms are getting AI supervision wrong
The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.
Beyond the PII premium – rethinking risk
Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.
The AI governance gap in law firms and why it matters now
A third of law firms are already using AI tools with no formal policy in place to govern how AI gets used, what data goes into it, or who’s accountable when something goes wrong.
Reports
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