Compliance & Regulation


Solicitor “did not perceive risk” of failing to witness PoA properly

15 September 2025

A solicitor who failed to properly witness a power of attorney during the pandemic has received a suspended suspension.


FCA steps up campaign to warn consumers off law firms and CMCs

15 September 2025

The Financial Conduct Authority has launched a £1m campaign to tell motor finance customers that they do not need to use a claims management company or law firm.


High-profile ABS owner cleared of wrongdoing over payments

12 September 2025

The man who founded now-defunct Stobart Barristers and then bought two well-known criminal law firms, has been cleared of any wrongdoing around his business’s insolvency.


SDT makes order against Spanish lawyer after jurisdiction challenge

11 September 2025

A former Spanish partner of City firm Ashurst has failed in a challenge to the Solicitors Disciplinary Tribunal’s jurisdiction in assessing his inappropriate conduct towards two female colleagues.


SDT clears newly qualified solicitor in “chaotic” firm

10 September 2025

The Solicitors Disciplinary Tribunal has dismissed all allegations against a newly qualified solicitor working in “a chaotic operational and management structure”.


Women barristers “disproportionately affected” by new complaints rule

10 September 2025

Women will be “disproportionately adversely affected” by plans to introduce mandatory reporting by barristers of any complaints barristers receive, the Bar Council has warned.


Property owned by ex-wife of convicted solicitor sold

10 September 2025

The SFO has secured £1.1m from the sale of a house following the first unexplained wealth order, issued against the ex-wife of the solicitor behind the Axiom Legal Financing Fund fraud.


Suspension for managing partner who fabricated client-care letter

9 September 2025

A managing partner who fabricated a client-care letter and backdated it has been suspended for 12 months, after an allegation of dishonesty was dropped.


“Too many examples of judicial bullying,” says Lady Chief Justice

9 September 2025

The Lady Chief Justice has acknowledged that a minority of judges fail to behave with the professionalism and courtesy expected of them.


Harman urges drastic action to end Bar’s “culture of impunity”

8 September 2025

“Decisive and radical change” is needed at the Bar and the bench to reset a “culture of impunity” that allows those at the top to bully or harass others, the Harman review has concluded.

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Blog


Judging proportionate risk requires confidence. Do law firms have it?

As of 30 June 2026, the money laundering regulations have been updated again, this time to make the regime more proportionate and addressing unnecessary over-compliance.


Is clients’ use of AI destroying legal privilege?

Much has been written about the risks of lawyers misusing AI. However, in my view, the greater challenge lies elsewhere: the routine use of AI by clients themselves.


Does the Lloyd review mark the end of the Legal Services Act?

The Legal Services Board often generates eye-rolls and irritation from the leaders of the frontline regulators it oversees and of the representative bodies attached to them.


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