Compliance & Regulation


Solicitor fails in challenge to judge’s finding of “indefensible” conduct

17 June 2025

The Court of Appeal has rejected a solicitor’s challenge to judicial criticism of his “indefensible” conduct, motivated by money, in using leaked privileged material to help win an arbitration.


Unethical behaviour by barristers “more limited and nuanced”

17 June 2025

The evidence of unethical behaviour by barristers is “more limited and nuanced” than that relating to other lawyers, the Bar Council has said.


Law firm fined £64k for AML breaches lasting six years

16 June 2025

A Kent law firm has been fined nearly £64,000 for basic anti-money laundering control breaches over many years, one of the larger penalties handed out for the failures.


Law Society “pauses” work on material information form

12 June 2025

The Law Society has “paused” work on a material information form for conveyancers, after National Trading Standards withdrew it guidance on the issue last month.


Two-year suspension for partner who sexually harassed colleague

12 June 2025

A partner who told a junior colleague that he wanted to “dominate you sexually” has been suspended for two years – but his identity kept secret.


Consumer panel urges complaints data publication in shake-up

12 June 2025

The Legal Services Consumer Panel has expressed its frustration and “deep concern” over the “persistent failure” of lawyers to effectively deal with complaints from consumers.


Law firm ignored red flags over client’s “inconsistent” ID

11 June 2025

A law firm that submitted identity evidence to the HM Land Registry which clearly did not stack up has been rebuked by the Solicitors Regulation Authority.


Associate avoids strike-off after dishonestly deleting emails

11 June 2025

An associate who deleted an email chain as part of a “deliberate and dishonest attempt on her part to shape the narrative” following a client complaint has avoided being struck off.


Suspension for solicitor who acted on both sides of case

10 June 2025

A solicitor whose firm acted for both sides in litigation over a debt, despite him being told of the obvious conflict, has been suspended for six months.


Harman tells judges: You have a “clear” bullying problem

9 June 2025

Judges have failed to acknowledge the “clear” problem of bullying and harassment among some on the bench, Baroness Harriet Harman told the Bar Council conference on Saturday.

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