Compliance & Regulation


Reprimand for barrister who swore at probation staff

6 October 2025

A barrister who made inappropriate comments to probation staff in a case where he was instructed by the Probation Service has been reprimanded.


LSB brings regulators together to discuss Mazur ruling

3 October 2025

The Legal Services Board is convening a meeting of the frontline regulators next week to discuss the continuing fall-out from the Mazur ruling, Legal Futures can reveal.


SDT rejects appeal from banned legal assistant

3 October 2025

The Solicitors Disciplinary Tribunal has rejected an appeal from a legal assistant banned by the Solicitors Regulation Authority from working for law firms.


Tribunal rejects solicitor’s appeal over failed exam

3 October 2025

The First-tier Tribunal has rejected an appeal by a solicitor who failed the exam to become an immigration law adviser and said he should not have had to take it in the first place.


Mazur: SRA breaks silence and lawyer cites it to justify bill

2 October 2025

The Solicitors Regulation Authority has broken its silence on the Mazur case to stress that it has not changed the existing legal position.


Lawyers question whether High Court got Mazur right

1 October 2025

Lawyers have been questioning whether the High Court was right in its contentious ruling in Mazur on the conduct of litigation, with the CPR key in the debate.


AML changes will heap “significant compliance burdens” on firms

1 October 2025

Government changes to anti-money laundering rules around pooled client accounts could cause “significant and uncertain compliance burdens” for law firms.


Strike-off for solicitor who gave SDT false statement of means

1 October 2025

A solicitor who completed a “false and misleading” statement of means for a Solicitors Disciplinary Tribunal hearing has been struck off.


Hacked law firm and barristers named in second wave of LeO decisions

30 September 2025

The Legal Ombudsman has today published 10 of its final decisions in full, only the second release of public interest findings, and names barristers for the first time.


Solicitor fined for letting down clients over off-plan investments

30 September 2025

A solicitor who failed to advise clients on the risks of off-plan, buyer-led investment schemes has been fined £17,000 by the Solicitors Regulation Authority.

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Blog


Judging proportionate risk requires confidence. Do law firms have it?

As of 30 June 2026, the money laundering regulations have been updated again, this time to make the regime more proportionate and addressing unnecessary over-compliance.


Is clients’ use of AI destroying legal privilege?

Much has been written about the risks of lawyers misusing AI. However, in my view, the greater challenge lies elsewhere: the routine use of AI by clients themselves.


Does the Lloyd review mark the end of the Legal Services Act?

The Legal Services Board often generates eye-rolls and irritation from the leaders of the frontline regulators it oversees and of the representative bodies attached to them.


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