Compliance & Regulation
Junior solicitor avoids strike-off after deleting part of handover note
The Solicitors Disciplinary Tribunal (SDT) has decided against striking off a junior solicitor who deleted part of a colleague’s handover note to cover up his failure to do what it said.
Professional ethics network to push for “cultural step-change”
A professional ethics network is to be launched in a bid to achieve the “cultural step-change” required to improve standards among lawyers.
Solicitor billed 28 hours a day to maximise bonus
A senior solicitor who recorded an average of 28 hours of work a day over a period of 12 months in a bid to maximise her bonus has been struck off.
FCA goes public with claims company investigation after court battle
The Financial Conduct Authority is investigating The Claims Protection Agency Ltd over its motor finance work, it has emerged after a High Court battle over anonymity.
Slow progress in reshaping legal market, LSB admits
A legal market that achieves fairer outcomes for both the public and the profession “is far from being realised”, the Legal Services Board has declared.
Widespread opposition to FCA taking over AML supervision
Law societies on both sides of Hadrian’s Wall have set out strong opposition to government plans to transfer anti-money laundering supervision to the FCA.
Solicitor rebuked for telling trainee to backdate deed
A solicitor who instructed a trainee to backdate a deed has been rebuked by the Solicitors Regulation Authority after she admitted to an error of judgement.
Spike in scam trade mark emails using names of real solicitors
There has been a rise in “highly convincing” scam emails targeting businesses and trade mark owners that use the names of genuine solicitors, a leading law firm has warned.
Employer confidence in SQE on the rise but slumps among students
Confidence in the SQE among employers has risen over the past three years but is still not particularly strong – and declined significantly among candidates.
Compliance officer banned after lying about being in office
A compliance officer at a City law firm who pretended he was at work when he was actually working from home – and continued to lie about it – has been banned from the profession.
Blog
Why law firms are getting AI supervision wrong
The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.
Beyond the PII premium – rethinking risk
Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.
The AI governance gap in law firms and why it matters now
A third of law firms are already using AI tools with no formal policy in place to govern how AI gets used, what data goes into it, or who’s accountable when something goes wrong.
Reports
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