Compliance & Regulation
Partner used client money to pay his tax bill
A partner at a London law firm responsible for dozens of unauthorised transfers from client account worth nearly £1.2m – in part to pay his tax bill – has been struck off.
Treasury urged to exempt conveyancers from tax adviser registration
The government has been urged to reconsider plans to make conveyancers register individually with HM Revenue & Customs as tax advisers because they deal with SDLT.
Head of property certified ID documents without seeing them
The head of commercial property at a law firm who certified a client’s ID documents as true and complete copies without seeing the originals has been struck off.
Lawyers back High Court decision on Zahawi solicitor
Lawyers have welcomed the High Court decision to overturn the finding of misconduct against Nadeem Zahawi’s lawyer – but Dan Neidle calls it surprising and concerning.
High Court overturns Zahawi solicitor misconduct finding
The High Court has overturned the finding of misconduct made about the solicitor for former Conservative Chancellor Nadeem Zahawi.
Ex-cabinet minister named Bar’s first Commissioner for Conduct
Former Conservative cabinet minister Dame Maria Miller – who used to chair Parliament’s women and equalities committee – has been named the Bar’s first ever Commissioner for Conduct.
No plans to review regulation of estate planning, says minister
The government has no plans to review the regulation of estate planning and trust-selling practices in the wake of the collapse of Anglo-Scottish law firm McClure, a justice minister has said.
Solicitor who lied to his law firm about having cancer is struck off
A solicitor who lied to his law firm about having cancer and forged a medical report relating to it has been struck off.
Justice minister urges regulators to toughen up on CFAs
The government has told the Solicitors Regulation Authority and Financial Conduct Authority of the need for “tougher, more consistent regulation of conditional fee agreements”.
Court orders LeO to reconsider decision due to missed evidence
The Legal Ombudsman has been ordered to reconsider part of its findings of poor service by a direct access barrister after it overlooked a key piece of evidence.
Blog
Why law firms are getting AI supervision wrong
The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.
Beyond the PII premium – rethinking risk
Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.
The AI governance gap in law firms and why it matters now
A third of law firms are already using AI tools with no formal policy in place to govern how AI gets used, what data goes into it, or who’s accountable when something goes wrong.
Reports
Associates
