Compliance & Regulation
SRA: “Major shortcomings” in high-volume consumer claim work
The SRA is developing materials to help law firms handling high-volume consumer claims improve how they onboard clients after major research showed significant shortcomings.
SRA outlines further tightening of complaints-handling rules
New rules requiring law firms to give clients a timeline for resolving complaints they have made, and provide regular updates, have been proposed by the SRA.
KC wins appeal against disbarment over Oxford University lie
The High Court has overturned the disbarment of a barrister who lied in an interview and on a CV 13 years ago that he had attended Oxford University.
Solicitor suspended for offensive comments and bottom pinching
A former partner at a City law firm has been suspended for a year after he made antisemitic, racist and sexualised comments to junior colleagues.
PM Law’s finance chief disqualified over missing client money
The longstanding HOFA at PM Law was involved in moving money from its client accounts and then fabricated the bank balances.
KC to face contempt hearing over closing speech
The KC accused of not following court directions in his closing speech on behalf of a Palestine Action activist is to face contempt proceedings.
Partner transferred £700,000 to client “to avoid negligence claim”
A former partner in a London law firm transferred almost £700,000 of his own money to a client company to avoid a negligence claim.
Don’t kick transparency rules into long grass, SRA told
The Solicitors Regulation Authority must publish a timeline setting out when it will resume work on the transparency rules for law firms.
Law firm COFA barred for transferring funds from client account
The COFA of an eight-office Home Counties law firm shut down by the Solicitors Regulation Authority earlier this year has been barred from the profession.
Solicitor who abandoned firm suspended for 18 months
A personal injury solicitor who abandoned his firm whilst struggling with health issues and addiction – leaving it to be run by his office manager – has been suspended.
Blog
Judging proportionate risk requires confidence. Do law firms have it?
As of 30 June 2026, the money laundering regulations have been updated again, this time to make the regime more proportionate and addressing unnecessary over-compliance.
Is clients’ use of AI destroying legal privilege?
Much has been written about the risks of lawyers misusing AI. However, in my view, the greater challenge lies elsewhere: the routine use of AI by clients themselves.
Does the Lloyd review mark the end of the Legal Services Act?
The Legal Services Board often generates eye-rolls and irritation from the leaders of the frontline regulators it oversees and of the representative bodies attached to them.
