Compliance & Regulation
Solicitor who lied to his law firm about having cancer is struck off
A solicitor who lied to his law firm about having cancer and forged a medical report relating to it has been struck off.
Justice minister urges regulators to toughen up on CFAs
The government has told the Solicitors Regulation Authority and Financial Conduct Authority of the need for “tougher, more consistent regulation of conditional fee agreements”.
Court orders LeO to reconsider decision due to missed evidence
The Legal Ombudsman has been ordered to reconsider part of its findings of poor service by a direct access barrister after it overlooked a key piece of evidence.
Mazur: Local government lawyers eye legislative change
The Lawyers in Local Government group is to seek “legislative clarification and reform” in response to the Mazur ruling, instead of intervening in the Court of Appeal
Lay prosecutors for train company “not a Mazur-style breach”
A judge has rejected a Mazur-inspired attempt to throw out charges against a serial rail fare dodger on the basis that they were brought by lay prosecutors for the train company.
Tribunal fines solicitor for source of funds and lender failures
A solicitor has been fined £7,500 for failing to carry out source of funds checks and keep lenders properly updated about where purchase money was coming from.
Paralegal to appeal after SDT refused adjournment for representation
A paralegal denied an adjournment by the SDT so she could be legally represented – even though the SRA backed one – is to appeal the ban that followed the hearing.
Judge given formal advice after creating “hostile environment”
A controversial employment judge has been issued with formal advice for misconduct after he was found to have created a “hostile environment” for a party.
Revealed: SRA withdraws complaints-handling rule changes
The Solicitors Regulation Authority has suddenly withdrawn proposed rule changes to improve how solicitors handle complaints from approval by the Legal Services Board.
Tribunal “right” to take Sidhu’s status into account in disbarment
The tribunal that disbarred Jo Sidhu KC was “certainly not wrong” to regard his status as rendering his conduct towards a mini-pupil particularly serious, the High Court has ruled.
Blog
Judging proportionate risk requires confidence. Do law firms have it?
As of 30 June 2026, the money laundering regulations have been updated again, this time to make the regime more proportionate and addressing unnecessary over-compliance.
Is clients’ use of AI destroying legal privilege?
Much has been written about the risks of lawyers misusing AI. However, in my view, the greater challenge lies elsewhere: the routine use of AI by clients themselves.
Does the Lloyd review mark the end of the Legal Services Act?
The Legal Services Board often generates eye-rolls and irritation from the leaders of the frontline regulators it oversees and of the representative bodies attached to them.
