Compliance & Regulation


Solicitor amended form of authority not knowing client was dead

6 July 2020

A solicitor who amended a client’s form of authority when he could not contact her and then sent it to her former employer – not knowing she had died – has been struck off for dishonesty.


Covid-19 will hamper ombudsman turn-around, says new chair

3 July 2020

The coronavirus crisis will impede much-needed efforts to turn around the performance of the Legal Ombudsman, its new chair has warned in an interview with Legal Futures.


Solicitor rebuked for failing to supervise “lying” consultant

2 July 2020

The head of a law firm who said she was lied to by a consultant solicitor, who paid £2.25m of property sale proceeds to a third party as part of a pattern of flagrant misconduct, has accepted a rebuke.


Solicitor banned from management over accounts failure

29 June 2020

A solicitor was kept in the dark by an experienced bookkeeper about improper transfers she was making from client to office account to keep the firm afloat, a tribunal has heard.


Solicitor “didn’t know what to do” with money from third party

26 June 2020

A solicitor whose firm received over £530,000 into its client account from an unknown third party, “sat on it” because “we just didn’t know” what to do, a tribunal has heard.


Solicitor who used client money to buy jewellery is struck off

25 June 2020

A director of a former London law firm who admitted fabricating grants of probate and using client money to buy jewellery has been struck off.


Solicitor fined after conviction for abusive Facebook messages

24 June 2020

A junior solicitor diagnosed with Asperger’s syndrome who was convicted after sending a woman he briefly dated abusive Facebook messages has now been fined £10,000 by a disciplinary tribunal.


Solicitor failed to advise on “obvious risks” of off-plan schemes

23 June 2020

A solicitor who failed to advise on the “obvious risks” of four off-plan property development schemes has been fined £10,000. His advice was “so inadequate as to be incompetent”.


Solicitor faked court documents to mislead client

22 June 2020

A solicitor has been struck off for falsifying court documents to make a client think his application to extend his leave to remain in the UK had been made before the leave had expired.


Tribunal upholds LSB decision not to release Leigh Day emails

19 June 2020

The First-tier Tribunal has upheld the decision of the Legal Services Board not to release an email exchange with the Solicitors Regulation Authority over the Leigh Day case.

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