Compliance & Regulation


Ex-Wolstenholmes partner allowed to return to law firm ownership

25 March 2021

A former partner at Wolstenholmes – the conveyancing firm whose catastrophic collapse cost the profession £13m – can become a partner once more after a ban was removed.


Solicitor struck off after contempt finding allowed to return to profession

24 March 2021

A solicitor who was struck off more than 20 years ago after being found in contempt of court and breach of undertakings to the High Court, has been restored to the roll.


Solicitor who lied about lost documents wins SDT rehearing

23 March 2021

A junior solicitor struck off last year after she left confidential documents in a locked case on a train is to have a retrial to reconsider the impact of her mental health on her actions.


Junior solicitor who lied to opponent “in blind panic” avoids strike-off

22 March 2021

A newly qualified solicitor who said she was “blinded by panic” when she lied about sending an email containing personal data to the wrong person, has been spared a strike-off.


Solicitor struck off for forging signatures while a trainee

19 March 2021

A solicitor who forged a qualified colleague’s signature on conveyancing documents while still a trainee has been struck off, with a tribunal rejecting her claim that she had been authorised to do it.


Solicitor who plundered client account struck off – and now has unregulated firm

16 March 2021

A solicitor who plundered his firm’s client account for nearly £400,000, while failing to redeem a mortgage or pay stamp duty as required, has been struck off by the Solicitors Disciplinary Tribunal.


Solicitor who “juggled” client funds struck off

12 March 2021

A solicitor who tried to “juggle” client money to meet her firm’s needs, and to claim that purchases from a cosmetics website were for the business, has been struck off.


Solicitor’s wrongdoing “not a shield” for employee misconduct

11 March 2021

A solicitor’s misconduct cannot negate a non-solicitor employee’s misconduct or shield them from being banned from working for law firms, the Solicitors Disciplinary Tribunal has ruled.


Beckwith ruling “failed to deliver clarity” on lawyers’ private lives

11 March 2021

The High Court’s much-debated ruling on former Freshfields partner Ryan Beckwith “does little to offer any useful clarity” on the boundary between solicitors’ professional and personal lives, a white paper has argued. The paper, produced by regulation specialists at City… Read More


Solicitor and unadmitted wife reprimanded over work on client files

10 March 2021

A former solicitor who had access to the files of matters he had referred to his conveyancing manager wife has been given the lowest-level sanction by the Solicitors Disciplinary Tribunal

← Older posts Page 250 of 274 Newer posts →

Blog


Hybrid working and client money controls – be aware of the risks

For legal finance teams, remote working has changed how information moves, how approvals are obtained and how colleagues communicate.


AI can interrogate your contracts – but are they ready for questioning?

Suppose a law firm wants to review a client’s entire real estate portfolio for risk in the leases. Not long ago, that meant a multi-week project. Today, first-pass answer can arrive in minutes.


Why onboarding has become a strategic priority for law firms

One of the most influential stages of the client journey – client onboarding – often receives less strategic attention than it deserves.


Loading animation