Compliance & Regulation


Solicitor struck off for harassment convictions fails in appeal

12 February 2021

A solicitor struck off after it emerged he had been convicted of harassing a woman in Norway nearly 20 years ago has failed in his challenge to the decision.


Solicitor lied to High Court in claim brought by former partner

11 February 2021

A solicitor who lied to a High Court judge during the trial of a dispute with a former partner in his law firm has been struck off. The tribunal said the public would be “horrified” by his misconduct.


Rebuke for male solicitor handed caution for assaulting woman

9 February 2021

A solicitor who received a caution for assault by beating a female family member has been rebuked by the Solicitors Regulation Authority. It accepted the conduct was “out of character”.


Solicitor who misled potential employer suspended indefinitely

8 February 2021

A solicitor who twice misled a potential employer into believing he was still in a job – when in fact he had been sacked six months earlier – has been suspended indefinitely.


SRA: New areas of practice and legalised cannabis present AML risks

5 February 2021

Firms getting into new areas of work because of the impact of Covid, along with handling funds generated through the legal sale of cannabis abroad, are among emerging money laundering risks.


Prospect of negative interest rates and law firm dilemma moves closer

5 February 2021

The possibility of negative interest rates moved a step closer yesterday amid continuing uncertainty over whether law firms could pass on to clients the cost of holding their money.


Solicitor’s mismanagement combined with COFA’s incompetence

4 February 2021

A solicitor whose “reckless mismanagement” of her law firm’s finances damaged the profession’s reputation has been struck off, and her COFA banned for “manifest incompetence”.


Conveyancer blamed secretary to “cover up lack of progress”

3 February 2021

A solicitor who lied to a lender, a client, his law firm and the Land Registry to cover up the lack of progress made on his clients’ matters – but blamed his secretary – has been struck off.


AI can form part of anti-money laundering armoury, law firms told

3 February 2021

New technologies such as biometrics, machine learning and artificial intelligence can now form part of the anti-money laundering armoury, law firms have been told.


Solicitor jailed for money laundering returns to profession

2 February 2021

A solicitor who was jailed for four years for money laundering offences has been readmitted to the roll after the Solicitors Disciplinary Tribunal found he had been “totally rehabilitated”.

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Blog


The new metrics for success in conveyancing

While technology has made much of the conveyancing process faster, there remains a practical limit to how many matters anyone can manage while still keeping standards intact.


The UK legal market is polarising – and the middle is disappearing

Consolidation and the boutique boom are not contradictory. They are the same market stretching apart at both ends – and it changes what your firm is worth, and to whom.


Conveyancing’s consistency problem is about pressure, not skills

When I qualified, a conveyancer had perhaps 10 or 12 plates to keep spinning. Today’s conveyancers have 20 or 30, and almost none of the room for error I had starting out.


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