Compliance & Regulation


Firm fined £14,000 for conveyancing ID failures

7 December 2020

An alternative business structure that failed to carry out sufficient identity checks on conveyancing transactions has been fined £14,000 by the Solicitors Regulation Authority.


Solicitor ordered secretaries to retrospectively “witness” wills

4 December 2020

The managing director of a law firm who ordered legal secretaries and a trainee solicitor to retrospectively “witness” wills which had already been signed by clients has been struck off.


BSB stats and Beckwith ruling put focus on misconduct outside practice

1 December 2020

There has been a significant increase in the number of complaints about the conduct of barristers outside of practice, it has emerged, as the implications of the Beckwith ruling continue to reverberate.


Conveyancer’s shock at fraudster’s in-branch transfer from client account

30 November 2020

A leading conveyancer has expressed his shock after a fraudster was able to transfer money from his firm’s client account at one of his bank’s branches, despite having put safeguards in place to prevent it.


Criminal solicitors billed med neg claimant £20k for “admin work”

30 November 2020

Two criminal law solicitors who billed the victim of an attack by a psychiatric patient a total of £20,000 for what they described as “administrative services” have been fined by a tribunal.


Beckwith wins appeal – conduct was inappropriate but did not breach code

27 November 2020

The High Court has overturned the decision that former Freshfields partner Ryan Beckwith breached the SRA code of conduct by having drunken sex with a junior lawyer at the firm.


Reality of law firms’ approach to AML not living up to their policies

26 November 2020

There is a difference between many law firms’ anti-money laundering policies and procedures, and what actually happens in practice, the Solicitors Regulation Authority has found.


Partners saw £100m pass through client account from car park scheme

26 November 2020

Two partners who saw more than £100m pass through their firm’s client account for a car parking and storage pod investment scheme have been fined for misconduct.


Investment schemes causing “huge number” of claims

25 November 2020

Dubious investment schemes involving solicitors are becoming “far more sophisticated” and leading to a “huge number of claims” on the Compensation Fund, the SRA has warned.


‘Upskirting’ Brexit barrister banned for six months

25 November 2020

A senior government barrister, who was one of the first people convicted of ‘upskirting’, has been banned from returning to practice for six months after he completes his sentence.

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