Compliance & Regulation
Young solicitor who faked email in “moment of madness” avoids strike-off
A young solicitor who amended an email to give a client a false impression of when it was sent has avoided being struck off for what a tribunal described as a “moment of madness”.
Court rejects solicitor’s claim that she hand-delivered files to SRA
A solicitor failed to comply with court orders to produce files to the Solicitors Regulation Authority, a High Court master has ruled, despite her claim that she hand-delivered them.
Judge fines trio who provided unregulated legal advice
Directors from two legal businesses which generated £2.5m in fees by providing unregulated immigration advice have been fined nearly £17,000 and ordered to pay over £28,000 in compensation.
Tribunal clears solicitor but refuses to order costs against SRA
A solicitor has been cleared by a tribunal of misleading the court but failed in his bid for the Solicitors Regulation Authority to pay him almost £100,000 in costs as a result.
Complaint over law firm’s radio advert rejected
A Merseyside law firm has been cleared of breaking Advertising Standards Authority rules with a radio advert that highlighted the fear of “a social worker at your door to take your child”.
UK unexpectedly reduces tax scheme reporting burden on firms
The government has unexpectedly announced that DAC 6, an EU cross-border tax transparency rule with major implications for international law firms, will be rewritten in the wake of the Brexit trade deal.
Solicitor “took advantage” of daughter-in-law over flat purchase
A solicitor who took unfair advantage of his own daughter-in-law by not completing his purchase of her flat and not telling her, and then renting it out for his own benefit, has been struck off.
SRA ordered to pay solicitor costs over botched prosecution
A tribunal has ordered the Solicitors Regulation Authority to pay a solicitor £22,500 in costs after ruling that many of the allegations made against him were not properly brought.
Leading firms fined for accounts rules breaches
Two well-known law firms have accepted fines from the SRA – one for allowing its client account to be used as a banking facility and the other for holding disbursements in its office account.
Struck-off solicitor receives pardon from President Trump
A solicitor struck off for making false statements to the Mueller inquiry into alleged Russian involvement in the election of US president Donald Trump has received a presidential pardon.
Blog
Reorientation in the AI era must begin with the client
Much of the discussion about AI in the legal industry focuses on technology: which tools to adopt and which tasks might get automated. But this misses the deeper story.
Awaab’s Law phase 2: New hazards council tenants can now claim for
The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
